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1 1 Optimal stomatal behaviour around the world 2 3 Yan-Shih Lin 1* , Belinda E. Medlyn 1 , Remko A. Duursma 2 , I. Colin Prentice 1,3 , Han 4 Wang 1 , Sofia Baig 1 , Derek Eamus 4 , Victor Resco de Dios 5 , Patrick Mitchell 6 , David S. 5 Ellsworth 2 , Maarten Op de Beeck 7 , Göran Wallin 8 , Johan Uddling 8 , Lasse Tarvainen 9 , 6 Maj-Lena Linderson 10 , Lucas A. Cernusak 11 , Jesse B. Nippert 12 , Troy W. Ocheltree 13 , 7 David T. Tissue 2 , Nicolas K. Martin-StPaul 14 , Alistair Rogers 15 , Jeff M. Warren 16 , Paolo 8 De Angelis 17 , Kouki Hikosaka 18 , Qingmin Han 19 , Yusuke Onoda 20 , Teresa E. Gimeno 2 , 9 Craig V.M. Barton 2 , Jonathan Bennie 21 , Damien Bonal 22 , Alexandre Bosc 23,24 , Markus 10 Löw 25 , Cate Macinins-Ng 26 , Ana Rey 27 , Lucy Rowland 28 , Samantha A. Setterfield 29 , 11 Sabine Tausz-Posch 25 , Joana Zaragoza-Castells 28 , Mark S.J. Broadmeadow 30 , John E. 12 Drake 2 , Michael Freeman 31 , Oula Ghannoum 2 , Lindsay B. Hutley 29 , Jeff W. Kelly 1 , 13 Kihachiro Kikuzawa 32 , Pasi Kolari 33 , Kohei Koyama 32,34 , Jean-Marc Limousin 35 , Patrick 14 Meir 28 , Antonio C. Lola da Costa 36 , Teis N. Mikkelsen 37 , Norma Salinas 38,39 , Wei Sun 40 , 15 Lisa Wingate 23 , 16

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1 Optimal stomatal behaviour around the world

2

3 Yan-Shih Lin1*, Belinda E. Medlyn1, Remko A. Duursma2, I. Colin Prentice1,3, Han

4 Wang1 , Sofia Baig1, Derek Eamus4, Victor Resco de Dios5, Patrick Mitchell6, David S.

5 Ellsworth2, Maarten Op de Beeck7, Göran Wallin8, Johan Uddling8, Lasse Tarvainen9,

6 Maj-Lena Linderson10, Lucas A. Cernusak11, Jesse B. Nippert12, Troy W. Ocheltree13,

7 David T. Tissue2, Nicolas K. Martin-StPaul14, Alistair Rogers15, Jeff M. Warren16, Paolo

8 De Angelis17, Kouki Hikosaka18, Qingmin Han19, Yusuke Onoda20, Teresa E. Gimeno2,

9 Craig V.M. Barton2, Jonathan Bennie21, Damien Bonal22, Alexandre Bosc23,24, Markus

10 Löw25, Cate Macinins-Ng26, Ana Rey27, Lucy Rowland28, Samantha A. Setterfield29,

11 Sabine Tausz-Posch25, Joana Zaragoza-Castells28, Mark S.J. Broadmeadow30, John E.

12 Drake2, Michael Freeman31, Oula Ghannoum2, Lindsay B. Hutley29, Jeff W. Kelly1,

13 Kihachiro Kikuzawa32, Pasi Kolari33, Kohei Koyama32,34, Jean-Marc Limousin35, Patrick

14 Meir28, Antonio C. Lola da Costa36, Teis N. Mikkelsen37, Norma Salinas38,39, Wei Sun40,

15 Lisa Wingate23,

16

17 *: Corresponding author: Email: [email protected]

18 1: Department of Biological Sciences, Macquarie University, North Ryde, NSW 2109,

19 Australia

20 2: Hawkesbury Institute for the Environment, University of Western Sydney, Penrith, New

21 South Wales 2751, Australia

22 3: AXA Chair of Biosphere and Climate Impacts, Grand Challenges in Ecosystems and the

23 Environment and Grantham Institute – Climate Change and the Environment, Department

24 of Life Sciences, Imperial College London, Silwood Park Campus, Buckhurst Road, Ascot

25 SL5 7PY, United Kingdom

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26 4: School of the Environment, University of Technology, Sydney, New South Wales 2007,

27 Australia

28 5: Producció Vegetal i Ciència Forestal, Universitat de Lleida, Lleida 25198, Spain

29 6: CSIRO Ecosystem Sciences, Sandy Bay, Tasmania 7005, Australia

30 7: Research Group Plant and Vegetation Ecology, University of Antwerp, Wilrijk 2610,

31 Belgium

32 8: Department of Biological and Environmental Sciences, University of Gothenburg,

33 Göteborg 40530, Sweden

34 9: Department of Forest Ecology and Management, Swedish University of Agricultural

35 Sciences, Umeå 90183, Sweden

36 10: Department of Physical Geography and Ecosystem Science, Lund University, 22362,

37 Lund, Sweden

38 11: James Cook University, Cairns, Queensland 4879, Australia

39 12: Division of Biology, Kansas State University, Manhattan, KS 66505, United States

40 13: Department of Forest and Rangeland Stewardship, Colorado State University, Fort

41 Collins, CO 80523, United States

42 14: Université Paris-Sud, Laboratoire Ecologie, Systématique et Evolution, UMR8079,

43 Orsay F-91405, France

44 15: Environmental and Climate Sciences Department, Brookhaven National Laboratory,

45 Upton, NY 11973-5000, United States

46 16: Environmental Sciences Division, Oak Ridge National Laboratory, Oak Ridge, TN,

47 United States

48 17: Department for Innovation in Biological, Agro-food and Forest systems, University of

49 Tuscia, Via San Camillo de Lellis, Viterbo 01100, Italy

50 18: Graduate School of Life Sciences, Tohoku University, Aoba, Sendai 980-8578, Japan

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51 19: Hokkaido Research Center, Forestry and Forest Products Research Institute (FFPRI),

52 Toyohira, Sapporo, Hokkaido 062-8516, Japan

53 20: Division of Environmental Science and Technology, Graduate School of Agriculture,

54 Kyoto University, Oiwake, Kitashirakawa, Kyoto 606-8502, Japan

55 21: Environment and Sustainability Institute, University of Exeter, Penryn, United

56 Kingdom

57 22: Institut National de la Recherche Agronomique, Nancy, France

58 23: Institut National de la Recherche Agronomique, Villenave d’Ornon F-33140, France

59 24: Bordeaux Sciences Agro, UMR 1391 ISPA, Gradignan F-33170, France

60 25: Faculty of Veterinary & Agricultural Sciences, University of Melbourne, Creswick,

61 Victoria 3363, Australia

62 26: School of Environment, University of Auckland, Auckland 1142, New Zealand

63 27: Department of Biogeography and Global Change, MNCN-CSIC, Spanish Scientific

64 Council, Madrid 28006, Spain

65 28: School of Geosciences, The University of Edinburgh, Edinburgh EH8 9XP, United

66 Kingdom

67 29: Research Institute for Environment and Livelihoods, Charles Darwin University,

68 Casuarina, Northern Territory 0909, Australia

69 30: Climate Change Forest Services, Forestry Commission England, United Kingdom

70 31: Department of Ecology, Swedish University of Agricultural Sciences, UPPSALA 75007,

71 Sweden

72 32: Department of Environmental Science, Faculty of Bioresources and Environmental

73 Sciences, Ishikawa Prefectural University, Ishikawa 921-8836, Japan

74 33: Department of Physics, University of Helsinki, Finland

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75 34: Department of Life Science and Agriculture, Obihiro University of Agriculture and

76 Veterinary Medicine, Obihiro, Hokkaido 080-0834, Japan

77 35: Department of Biology, University of New Mexico, Albuquerque, NM 87131-0001,

78 United States

79 36: Federal University of Para, Belem, Brazil

80 37: Center for Ecosystems and Environmental Sustainability, Department of Chemical and

81 Biochemical engineering, Technical University of Denmark, DK-4000 Roskilde, Denmark

82 38: Seccion Quimica, PUCP, Lima, Peru

83 39: School of Geography, University of Oxford, United Kingdom

84 40: Institute of Grassland Science, Northeast Normal University, Key Laboratory of

85 Vegetation Ecology, Changchun, Jilin 130024, China

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86 Main text

87 Stomatal conductance (gs) is a key land surface attribute as it links transpiration, the

88 dominant component of global land evapotranspiration, and photosynthesis, the driving

89 force of the global carbon cycle. Despite the pivotal role of gs in predictions of global

90 water and carbon cycles, a global scale database and an associated globally applicable

91 model of gs that allow predictions of stomatal behaviour are lacking. Here, we present a

92 unique database of globally distributed gs obtained in the field for a wide range of plant

93 functional types (PFTs) and biomes. We find that stomatal behaviour differs among PFTs

94 according to their marginal carbon cost of water use, as predicted by the theory

95 underpinning the optimal stomatal model1 and the leaf and wood economics spectrum2, 3.

96 We also demonstrate a global relationship with climate. These findings provide a robust

97 theoretical framework for understanding and predicting the behaviour of gs across biomes

98 and across PFTs that can be applied to regional, continental and global-scale modelling of

99 ecosystem productivity, energy balance and ecohydrological processes in a future changing

100 climate.

101

102 Earth System Models (ESMs), which integrate biogeochemical and biogeophysical land

103 surface processes with physical climate models, have been widely used to demonstrate the

104 importance of land surface processes in determining climate and to highlight the large

105 uncertainties in quantifying land surface processes4, 5, 6. Within the biogeophysical

106 components of land surface processes, gs plays a pivotal role because it is a key feedback

107 route for carbon and water exchange between the atmosphere and terrestrial vegetation.

108 Stomata are small pores on leaves whose aperture is actively regulated by plants in

109 response to multiple abiotic and biotic factors, and their conductance, gs, is a major

110 determinant of global land evapotranspiration and global water and carbon cycles.

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111 Therefore, our ability to model the global carbon and water cycles under a future changing

112 climate depends on our ability to predict gs globally7. Many current ESMs use an empirical

113 stomatal model to predict gs and, in the absence of information, assume identical parameter

114 values for all non-water-stressed C3 and C4 vegetation. For example, the LPJ model4

115 assumes a constant ratio of intercellular to ambient CO2 concentration (Ci:Ca) of 0.8 for all

116 C3 vegetation and 0.4 for all C4 vegetation. The CABLE model8 uses the empirical

117 stomatal model of Leuning9 with two sets of parameter values, one for all C3 vegetation

118 and one for all C4 vegetation. The CLM 4.0 model10 uses the empirical stomatal model of

119 Ball et al.11 with three sets of parameter values, one for C4, one for needle-leaf trees, and a

120 third for all other C3 vegetation. Although there have been previous synthesis studies on

121 plant stomatal conductance and related traits3, 7, 12, 13, we lack a global scale database and

122 an associated globally applicable model of gs that allows predictions of stomatal behaviour

123 among PFTs and across climatic gradients.

124

125 For this study, we compiled a unique global database of field measurements of gs and

126 photosynthesis suitable for estimating model parameters. We employed a model of optimal

127 stomatal conductance14 to develop hypotheses for how stomatal behaviour should vary

128 with environmental factors and with plant traits associated with hydraulic function. The

129 optimisation premise underlying this model1 is that stomata are regulated so as to

130 maximise photosynthesis minus the carbon cost of transpiration, A – λE, where λ (mol CO2

131 mol-1 H2O) is the carbon cost per unit water used by the plant. Intuitively, λ represents the

132 plant’s exchange rate between carbon uptake and water use: a high value of λ indicates that

133 transpiration is costly in carbon terms, meaning that the plant is likely to be conservative in

134 its use of water. From this premise, the model predicts that gs should be related to

135 photosynthesis, vapour pressure deficit and atmospheric CO2 concentration, with a single

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136 slope parameter, g1, that is inversely proportional to -VA 1, 14, 15. The slope parameter g1 is

137 readily estimated from experimental data (see Methods) and can be used as an index of λ,

138 where small values of g1 indicate a high λ. The model also predicts that, under constant

139 environmental conditions, g1 should be inversely related to plant water use efficiency14.

140

141 We hypothesised that variation in λ, and therefore in g1, values among climate zones and

142 PFTs can be predicted from plant carbon-water relations. Specifically, we hypothesised

143 that:

144 (1) g1 values among PFTs should vary according to the cost of stemwood construction per

145 unit water transport, such that C3 herbaceous species should have the largest g1 (i.e. be

146 least water-use efficient), followed by angiosperm trees and gymnosperm trees. We

147 predicted that angiosperm trees would have larger g1 than gymnosperms due to their higher

148 sapwood permeability, which yields a lower carbon cost of construction per unit water

149 transported. Herbaceous C4 species form a special case. Due to the different shape of the

150 photosynthesis – gs response in C4 plants, the optimal stomatal theory predicts that, for the

151 same λ value, g1 should be approximately one-fifth of what it would be for C3 species (see

152 Supplementary Note). We therefore predicted that C4 plants would have the lowest g1 and

153 be the most water-use efficient PFT.

154 (2) For trees, λ should increase with wood density, due to the higher cost of wood

155 construction16 per unit water transported. Therefore within both angiosperms and

156 gymnosperms, species with larger wood densities should lead to higher carbon cost per

157 unit water transport (smaller values of g1).

158 (3) Low soil water availability should increase λ, so plants adapted to dry environments

159 should have larger λ and lower g1.

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160 (4) g1 values should increase with growth temperature for two reasons. First, in the

161 derivation of the optimal stomatal model14, g1 is approximately proportional to r* (the CO2

162 compensation point in absence of photorespiration). As r* is exponentially dependent on

163 temperature17, g1 should increase with temperature. Second, the viscosity of water

164 decreases with increasing temperature, making it less costly to transport water, leading to

165 an increased g115.

166

167 To test these hypotheses, we collated a globally distributed database of gs and

168 photosynthesis, including 56 field studies covering a wide range of biomes from Arctic

169 tundra, boreal and temperate forest to tropical rainforest (Supplementary Table 2). We

170 estimated the model coefficient, g1, from observations of leaf-level gas exchange (gs and

171 rates of net photosynthesis, see Methods) and environmental drivers (vapour pressure

172 deficit and ambient CO2 concentration). Next, we correlated estimates of g1 with two

173 climatic variables: T- , which is mean temperature over the period when daily mean

174 temperatures above 0 ◦C, and a moisture index (MI), which is calculated as the ratio of

175 mean annual precipitation to the equilibrium evapo-transpiration. Both T- and MI were

176 derived from observed long-term meteorological data as proxies of the temperature and

177 water availability that are relevant to plant physiological functions for each site18. Our

178 database included a range of T- from 2.7 to 29.7 oC and a range of MI from 0.17 to 3.26,

179 representing the majority of the climatic space for vegetation-covered land surfaces (Fig.

180 1). We then tested how g1 varies with MI and T- across PFTs and biomes.

181

182 We found a clear pattern of g1 variation among different PFTs with evergreen savanna

183 trees (all angiosperms) having the largest g1, followed by C3 crops and grasses, angiosperm

184 trees (other than evergreen savanna trees), gymnosperm trees, and C4 grasses

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185 (Supplementary Table 3 and Fig. 2 ). For angiosperm trees, g1 was negatively correlated

186 with wood density, although we did not find a correlation for gymnosperm species (Fig. 3).

187 Across the entire data set, g1 significantly increased with T- and MI. When evaluated as a

188 bivariate relationship, we observed that there was a weak interactive effect of temperature

189 and moisture availability on g1 (Table 1; p = 0.11): in wet environments, g1 was largest at

190 sites with high T-, but it varied with T- to a smaller degree across dry environments (Table 1

191 and Fig. 4).

192

193 Our results supported most of our hypotheses for how g1 should vary among PFTs

194 (hypothesis 1). We predicted that variation in g1 among PFTs would reflect differences in

195 the carbon cost of water use for different PFTs, which in turn is general result of different

196 strategies for resource allocation3, 15. Long life-span PFTs, such as gymnosperm trees, must

197 invest more in building support and defence structures relative to short life-span PFTs,

198 such as grasses, so that they can survive many years of biotic and abiotic stress. Based on

199 this higher construction cost, we predicted a more conservative water use strategy in trees

200 (lower g1) than in C3 grasses (higher g1), and this was observed in the database. However,

201 evergreen savanna trees formed an exception with a surprisingly large g1, relative to

202 expectations based upon wood density and biome MI. The large g1 in the evergreen

203 savanna trees may be related to the fact that these species have several hydraulic functional

204 traits that allow them to have a less conservative water-use strategy. These hydraulic

205 functional traits include: deep roots to access groundwater, large sapwood area to leaf area

206 ratios19, and dry season declines in total leaf area to balance increased atmospheric aridity20.

207 In addition, there may be seasonal shifts in A from wet to dry season reflecting changes in

208 the relative availability of water. Seasonal measurements suggest dry-season g1 is lower

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209 than wet-season g1 (Supplementary Figure 3). This special case of evergreen savanna trees

210 is worthy of further investigation.

211

212 We found a significant negative relationship between g1 and wood density among

213 angiosperm trees (Fig. 3; excluding savanna angiosperm trees) which supported our second

214 hypothesis. A larger wood density is advantageous for plants that need to avoid hydraulic

215 failure so that they can sustain more negative sapwood water pressures during period of

216 soil water deficit21. Such an investment comes with the expense of a reduced capacity for

217 stem water storage, reduced sapwood conductivity and an increased carbon cost of

218 construction per unit volume22, 23, 24, and thus was expected to lead to a more conservative

219 water-use strategy, as we found for angiosperms. However, we did not find such a

220 relationship among gymnosperm trees. This lack of correlation may be due to the limited

221 variability in wood density in gymnosperms. There are significant differences in the

222 anatomical structure of sapwood water transport between angiosperms and gymnosperms.

223 The majority of angiosperm trees have evolved to separate the water transport structure (i.e.

224 vessels) from the mechanical support structure, while gymnosperm trees do not have such

225 a functional differentiation, as tracheids are used for both water transport and mechanical

226 support2, 21. Therefore, wood density is a good proxy for quantifying the trade-offs between

227 transport and support investments for angiosperm trees but not for gymnosperm trees2. The

228 distinct differences in water-use strategy between angiosperm trees and gymnosperm trees

229 (Fig. 2) is consistent with a recent observation that angiosperms maintain a much smaller

230 hydraulic safety margin than gymnosperms25; consquently, angiosperms allow some loss

231 of hydraulic conductivity – a risky strategy – while gymnosperms minimise this loss. This

232 evolutionary development confers an advantage to angiosperm trees by allowing them to

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233 use water in a less conservative way, thereby increasing their carbon gain relative to

234 gymnosperm trees.

235

236 Our results supported our hypotheses regarding g1 variation with soil moisture stress and

237 temperature (hypotheses 3 and 4) and demonstrated different degrees of responses in g1

238 between MI and T-. These differing responses demonstrate plant co-ordination of resource

239 allocation strategies along two climatic gradients, a relationship that has been mostly

240 ignored in many current ESMs (Fig. 4). Such relationships are not surprising as the two

241 climatic factors affect λ and r* in different directions between warm/dry and warm/wet

242 environments: in a warm/wet environment, r*increases because of higher temperature and

243 λ decreases because of lower moisture stress, leading to higher g1. However, in a warm/dry

244 environment, higher temperature still promotes the increase of r* but moisture stress also

245 increases λ, which means g1 would increase to a smaller degree than in a warm/wet

246 emvironment. A further explanation is that plants growing in dry environments are likely

247 to be more hydraulically constrained by the need to avoid xylem embolism than those

248 growing in wet environments, and thus there should be less variation in g1 with other

249 factors.

250

251 Our study demonstrates a robust, process-based framework that can be applied at different

252 spatial scales for understanding and predicting the behaviour of stomatal conductance

253 across biomes and across PFTs. We analysed a global stomatal behaviour data set along

254 two major climatic axes, providing a step forward in our understanding of stomatal

255 behaviour in different environments. Our findings will allow the ESM community to move

256 on from using empirical stomatal models with tuned parameters4, 8, 10 to using a more

257 robust, theory-derived optimal stomatal model with meaningful parameters. In addition, we

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258 provide a valuable stomatal behaviour database that can be used to parameterise gs among

259 PFTs and can be applied directly within ESMs to simulate ecosystem productivity and

260 ecohydrological responses to future climate scenarios across regional, continental and

261 global scales.

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262 Methods

263 Source of data

264 We synthesised published and unpublished leaf gas exchange data for a wide range of

265 PFTs and biomes (Supplementary Table 2). In all cases, measurements were made using

266 leaf cuvette chambers that measure water vapour and CO2 fluxes from leaves. We used

267 only data sets including instantaneous measurements under ambient field conditions. We

268 did not include any data sets from standard reponse curve measurements, such as CO2

269 response curves or light response curves. Our database covers 314 species from 56

270 experimental sites around the world with 17 sites from Australasia, 15 sites from Europe,

271 14 sites from North America, six sites from Asia, three sites from South America and one

272 site from Africa. Site latitudes range from 42.9oS to 72.3oN although the majority of the

273 sites are within the temperate zone (n=35; latitude range between 23.5o to 55o and between

274 -23.5o and -55o), followed by tropical zone (n=14; latitude range between -23.5o and 23.5o),

275 boreal zone (n=6; latitude range between 55o and 66.5o) and Arctic zone (n=1; latitude

276 range above 66.5o). The whole database is publicly available and can be downloaded from

277 data repository (https://bitbucket.org/gsglobal/leafgasexchange).

278 We derived MI and T- from Climate Research Unit climatology data (CRU CL1.0)26 from

279 1960 to 1990 with a modified version of the STASH model27 at a grid resolution of 0.5o. In

280 this derivation, T- was calculated as the ratio of the annual sum of linear interpolated daily

281 temperatures above 0 oC (growing degree days) to the length of this period; MI was

282 calculated as the ratio of mean annual precipitation to the equilibrium evapo-transpiration

283 (Eeq). We estimated Eeq from monthly mean temperature and net radiation (calculated from

284 monthly mean percentage of cloud cover)27. The Sea-WiFS fAPAR (fraction absorbed

285 photosynthetically active radiation) product28 was used to determine areas with green

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286 vegetation cover at a grid resolution of 0.5o as shown in Figure 1. The wood density data

287 were obtained from the Global Wood Density Database2, 29.

288

289 Data analysis

290 We used leaf-level gas exchange data sets which were collected with standard protable gas

291 exchange instruments. We used data measured at a photosynthetic photon flux density

292 (PPFD) > 0 μmol m-2 s-1, and only data collected from the top third of the canopy. In all

293 cases, species were grown under ambient environmental conditions and were not subjected

294 to any treatments, such as elevated CO2, temperature, or drought treatments. We employed

295 the optimal stomatal model14:

296 gs = 1.6(1 + gl ) A (1)-VD Ca

297 where D is vapour pressure deficit (kPa), A is net photosynthesis rate (μmol m-2 s-1), Ca is

298 CO2 concentration at the leaf surface (ppm), and g1 is the model coefficient. We used a

299 non-linear mixed-effect model to estimate the model slope coefficient, g1, for each group

300 separately for various classification schemes as shown in Fig. 2. In this model, individual

301 species were assumed to be the random effect to account for the differences in the g1 slope

302 among species within the same group.

303 Ref14 added an intercept term g0 to eqn (1) in order to ensure correct behaviour of Ci as A

304 approaches zero, following Leuning (1995)9. This term is often thought of as representing

305 the minimum, or cuticular stomatal conductance. Here, we did not fit this term, for several

306 reasons. Firstly, fitted values of g0 and g1 tend to be correlated, meaning that it is not

307 possible to compare values of g1 across datasets when g0 has also been fitted. Secondly, it

308 is not clear that adding an intercept to eqn (1) is the correct way to handle a minimum

309 stomatal conductance, because this affects all predictions of gs, not just those where A is

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310 close to zero. It may be more appropriate to include the g0 term as a minimum bound to

311 eqn (1).

312 To test how g1 varies with climatic variables (i.e. MI and T-), we first estimated g1 for each

313 species using a non-linear regression model (Supplementary Table 4). We then used a

314 weighted linear mixed-effect model to test the relationship between g1, MI and T-. We fitted

315 the model as:

316 log(g1) -MI + T- + MI x T- (2)

317 using the inverse of standard error of g1 as the weighting scale to account for the

318 uncertainty of g1 fitting and assuming PFTs as the random effect to account for the

319 differences in intercept among PFTs. To evaluate the goodness of fit of the linear mixed-

320 effect models, we calculated both the marginal R2 to quantify the proportion of variance

321 explained by the fixed factors alone and the conditional R2 to quantify the proportion of

322 variance explained by both the fixed and random factors26. The relationship between g1 and

323 wood density was tested with a simple linear regression model. All model estimations and

324 statistical analyses were performed with R 3.1.030.

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325 References

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331332 3. Wright IJ, Falster DS, Pickup M, Westoby M. Cross-species patterns in the coordination333 between leaf and stem traits, and their implications for plant hydraulics. Physiologia334 Plantarum 127, 445-456 (2006).

335336 4. Sitch S, et al. Evaluation of ecosystem dynamics, plant geography and terrestrial carbon

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367368 13. Lloyd J, Farquhar G. 13C discrimination during CO2 assimilation by the terrestrial369 biosphere. Oecologia 99, 201-215 (1994).

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19

435 Acknowledgements

436 This research was supported by the Australian Research Council (ARC MIA Discovery

437 Project 1433500-2012-14). A.R. was financially supported in part by The Next-Generation

438 Ecosystem Experiments (NGEE-Arctic) project that is supported by the Office of

439 Biological and Environmental Research in the Department of Energy, Office of Science,

440 and through the United States Department of Energy contract No. DE-AC02-98CH10886

441 to Brookhaven National Laboratory. M.O.d.B. acknowledges that the Brassica data were

442 obtained within a research project financed by the Belgian Science Policy (OFFQ, contract

443 number SD/AF/02) and coordinated by Dr Karine Vandermeiren at the Open-Top

444 Chamber research facilities of CODA-CERVA (Tervuren, Belgium).

445

446 Author contributions

447 Y.-S. L., B.E.M. and R.A.D. conceived, designed and analysed the data and wrote the

448 manuscript. I.C.P. contributed to study design and comment on the manuscript. R.A.D.,

449 B.E.M. and S.B. contributed to the implementation of the optimal stomatal model for C4

450 species in supplementary note. H.W. wrote the R script for the implementation of the

451 STASH model and commented on the manuscript. All other authors contributed data and

452 commented on the manuscript.

453

454 Competing financial interests

455 The authors declare no competing financial interests.

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20

456 Figure legends

457 Figure 1: Climatic space covered by the Stomatal Behaviour Synthesis Database, shown

458 as mean temperature during the period with daily mean temperatures above 0 oC (1-; oC)

459 and moisture index (MI). Coloured circles represent climatic space for the database, with

460 different colours indicating different plant functional types. Grey hexagons represent global

461 climatic space for which vegetation is present. The global climatic space data were binned by

462 every 1 oC for T- and every 0.25 for MI. The grey scale bar indicates the number of 0.5 X 0.5

463 degree pixels for a given binned T- and MI combination.

464

465 Figure 2: Mean g1 values for plant functional types defined by different classification

466 schemes. Each bar represents the mean values ± 1SE of g1 from the stomatal model fitted using

467 a non-linear mixed-effects model assuming species as a random effect. The sample sizes (n) are

468 the number of measurements. In the case of diurnal measurements, measurements might be

469 done on the same leaf but under different environmental conditions. Species number (spp)

470 indicates the number of the species in each group. Panels (b) (c) and (d) include C3 species data

471 only.

472

473 Figure 3: Relationship between g1 and wood density (WD) for angiosperm and

474 gymnosperm trees. Savanna tree species (all of which were angiosperms) are indicated

475 separately. Each data point represents mean ± 1SE of g1 for an individual species fitted with a

476 non-linear regression model. A linear regression line was only fitted for angiosperm trees due

477 to the lack of a significant linear relationship for gymnosperm trees. The fitted linear regression

478 relationship between g1 and WD for angiosperm trees is: g1 = -3.97*WD+ 6.53 (P = 0.0008, R2

479 = 0.21). WD data were obtained from Global Wood Density Database2, 29 and are avaible for 47

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21

480 species in the Stomatal Behaviour Synthesis Database. The WD database is a collection of

481 published data based on actual measurements.

482

483 Figure 4: Estimated and predicted g1 as a function of 1- and MI. Panels (a) (b) show the

484 relationship between estimated g1 and (a) mean temperature during the period with daily mean

485 temperatures above 0◦C (T-; oC) and (b) moisture index (MI) at experimental sites among

486 species across different plant functional types (PFTs). Each data point represents the mean ±

487 1SE of g1 for individual species fitted with a non-linear regression model. Classification of

488 plant functional types are shown in Figure 2e. Panels (c) and (d) are the predicted g1 under

489 different ranges of MI and T- presented as a partial regression plot. Predictions in (c) and (d) are

490 from weighted linear mixed-effects model for log(g1) using the inverse of SE of g1 as weights

491 to account for the uncertainty of g1 fitting and assuming PFTs as a random effect to account for

492 the differences in intercept among PFTs. Coloured lines represent the predicted g1 based on

493 fitted model coefficients (Supplementary Table 5). Coloured dots represent the partial

494 regression predictions at a given fixed MI or T- level.

495

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22

496 Table 1: Analysis of Variance table for g1 as a function of MI and 1-.

Model

Variables numDF denDF F-value p-value Marginal R2

Intercept 1 97 76.97 < 0.001 0.35

MI 1 97 13.38 0.004 Conditional R2

1- 1 97 7.18 0.009 0.89

MIx 1- 1 97 2.61 0.110497

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8 900

7 800

6 700

5 600

5004

4003

2

1

0

0 5 10 15 20 25 30

T (o C)

300

200

100

0

number of 0.5 X

0.5 degree pixels

MI

C3 crop

C3 grass

C4 grass

Deci. angio. tree

nna tree

io. tree

Shrub

Trop. rainforest tree

Deci. sava

Ever. ang

Ever. gymno. tree

Ever. savanna

tree

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Est

imat

ed

g1

Est

imat

ed

g1

Est

imat

ed

g1

8

6

4

2

0

8

6

4

2

0

8

6

4

2

0

1.622.35

4.223.974.54.16

5.795.76

n = 427 n = 339 n = 1672spp = 26 spp = 20 spp = 5

n = 4732 n = 6265 n = 566spp = 13 spp = 203 spp = 9

(b)n = 14001spp = 276

n = 1161spp = 38

(a)

2.192.22

4.023.873.77

4.694.434.31

n = 4687spp = 186

n = 4313spp = 28

n = 1673spp = 45

n = 3328spp = 17

(d)n = 988spp = 189

n = 11934spp = 74

n = 917spp = 5

n = 162spp = 8

(c)

1.622.35

3.773.37

2.98

4.644.54.22

5.79

n = 309spp = 18

7.18

n = 1672spp = 5

n = 2888spp = 19

n = 427spp = 26

n = 566spp = 9

n = 549spp = 167

n = 2828spp = 17

n = 30spp = 2

n = 4732spp = 13

n = 1161spp = 38

(e)

C4 spp.

C3 spp.

Gymno. tree

Angio. tree

Shrub

Grass

Savanna tree

Crop

Arctic

Boreal

Temperate

Tropical

MI <

0.5

0.5-1.0

1.0-

1.5

>1.5

C4 grass

Ever. gymno. tree

Deci. savanna tree

Ever. angio. tree

Trop. rainforest tree

Shrub

C3 grass

Deci. angio. tree

C3 crop

Ever. savanna tree

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angio. tree

10gymno. tree savanna tree

Slope = -3.97 (p =0.008); spp=478

6

4

2

0.2 0.4 0.6 0.8 1.0

Wood density (g cm−3 )

Est

imat

ed g

1

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1214

●●

● ●

● ● ● ●

●●

● ●

●● ● ●●

(a) (b)

● ●

●●

●●

●● ●●

●● ●●

●● ●

● ● ●● ●

●● ●● ●

● ●●

●● ● ● ●● ● ● ●

● ●●● ● ● ●

● ●● ● ● ●

●●●● ● ●

●●

● ● ●● ● ●

● ●● ●●

●●●

● ● ●● ● ●●

●●

●● ●●● ● ●●●●

● ●●

●●●●●● ●

● ● ●● ●●●

●● ●●

● ● ● ● ● ● ● ● ● ● ● ● ●● ● ●● ● ●

●● ● ● ● ● ● ● ● ● ●

● ● ●

● ● ● ●● ● ●

0 5 10 15 20 25 30 35 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5

14 (c)

12●

●10

8

6

4

MI0.11.52.5

●●

●●●●●

● ●

●● ●● ●

● ● ●● ●● ● ●●● ● ● ●●● ●● ● ●

14 (d)

T12

● 5●

10● 25

8

6 ●●

●4

●● ●● ● ●● ●● ●●

● ●●

● ●● ●

● ● ●● ● ●●●● ● ● ● ● ● ●

●●● ● ● ● ● ●● ●

● ●

●●

● ● ● ● ●●● ● ● ● ● ●● ● ● ●● ● ● ● ●● ●● ● ●2 ● ● ● ●●● ● ● ● ● ● 2 ●● ● ● ● ● ● ●● ● ● ●

●● ● ● ● ●

●0

● ● ●●

●●

0

● ● ● ● ● ●●

0 5 10 15 20 25 30 35 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5

T Moisture Index (MI)

● C3 crop ● C3 grass ● C4 grass ● Deci. angio. tree ● Deci. savanna tree ● Ever. angio. tree ● Ever. gymno. tree ● Ever. savanna tree ● Shrub ● Trop. rainforest tree

Pre

dict

ed g

1E

stim

ated

g1

02

46

810

1214

02

46

810●

●●

● ●

●15

● ●