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Transcript of Vita en Lag Estacion
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original article
T he n e w e n g l a n d j o u r n a l o f medicine
n engl j med 362;19 nejm.org may 13, 20101784
Maternal Vitamin A Supplementation
and Lung Function in OffspringWilliam Checkley, M.D., Ph.D., Keith P. West, Jr., Dr.P.H., Robert A. Wise, M.D.,
Matthew R. Baldwin, M.D., Lee Wu, M.H.S., Steven C. LeClerq, M.H.S.,Parul Christian, Dr.P.H., Joanne Katz, Sc.D., James M. Tielsch, Ph.D.,
Subarna Khatry, M.D., and Alfred Sommer, M.D., M.H.S.
From the Division of Pulmonary and Crit-
ical Care, School of Medicine (W.C.,R.A.W., M.R.B.), the Program in GlobalDisease Epidemiology and Control (W.C.,
J.K., J.M.T.) and the Center for HumanNutrition (K.P.W., L.W., S.C.L., P.C., J.K.,
J.M.T.), Department of InternationalHealth, and the Department of Epidemi-ology (A.S.), Bloomberg School of PublicHealth, Johns Hopkins University, Balti-more; and the Nepal Nutrition Interven-tion Project Sarlahi, National Society forthe Prevention of Blindness, Kathmandu,Nepal (S.C.L., S.K.). Address reprint re-quests to Dr. Checkley at Johns HopkinsUniversity School of Medicine, Divisionof Pulmonary and Critical Care, 1830Monument St., 5th Fl., Baltimore, MD21205, or at [email protected].
This article (10.1056/NEJMoa0907441) waslast updated on December 29, 2010, atNEJM.org.
N Engl J Med 2010;362:1784-94.Copyright 2010 Massachusetts Medical Society.
A b s t ra c t
Background
Vitamin A is important in regulating early lung development and alveolar forma-
tion. Maternal vitamin A status may be an important determinant of embryonicalveolar formation, and vitamin A deficiency in a mother during pregnancy could
have lasting adverse effects on the lung health of her offspring. We tested this hy-
pothesis by examining the long-term effects of supplementation with vitamin A or
beta carotene in women before, during, and after pregnancy on the lung function
of their offspring, in a population with chronic vitamin A deficiency.
Methods
We examined a cohort of rural Nepali children 9 to 13 years of age whose mothers
had participated in a placebo-controlled, double-blind, cluster-randomized trial of
vitamin A or beta-carotene supplementation between 1994 and 1997.
Results
Of 1894 children who were alive at the end of the original trial, 1658 (88%) were
eligible to participate in the follow-up trial. We performed spirometry in 1371 of the
children (83% of those eligible) between October 2006 and March 2008. Children
whose mothers had received vitamin A had a forced expiratory volume in 1 second
(FEV1) and a forced vital capacity (FVC) that were significantly higher than those of
children whose mothers had received placebo (FEV1, 46 ml higher with vitamin A;
95% confidence interval [CI], 6 to 86; FVC, 46 ml higher with vitamin A; 95% CI, 8 to
84), after adjustment for height, age, sex, body-mass index, calendar month, caste,
and individual spirometer used. Children whose mothers had received beta caro-
tene had adjusted FEV1and FVC values that were similar to those of children whose
mothers had received placebo (FEV1, 14 ml higher with beta carotene; 95% CI, 24 to54; FVC, 17 ml higher with beta carotene, 95% CI, 21 to 55).
Conclusions
In a chronically undernourished population, maternal repletion with vitamin A at
recommended dietary levels before, during, and after pregnancy improved lung func-
tion in offspring. This public health benefit was apparent in the preadolescent years.
The New England Journal of Medicine
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Maternal Vitamin A Supplementation and Lung Function in Offspring
n engl j med 362;19 nejm.org may 13, 2010 1785
Vitamin A deficiency affects 190 mil-
lion preschool-aged children and 19 mil-
lion pregnant women worldwide.1 It is the
underlying cause of 650,000 early childhood
deaths2 and has become recognized as an impor-
tant problem among women of reproductive age
in many developing countries. Chronic vitamin A
deficiency may increase the risks of complicationsand death during pregnancy and in the postpar-
tum period3-9 and, on the basis of evidence from
studies in animals, may also adversely affect the
embryonic and postnatal development of the off-
spring.10-14
The importance of vitamin A in regulating
growth through cell proliferation and differentia-
tion was recognized early in the 20th century.10-12
Results from animal research have since shown
that vitamin A plays a key role in mediating fetal
growth, morphogenesis, and maturation of mul-
tiple organ systems, including the respiratory sys-tem.14-20 Depletion of vitamin A from the diet of
female rats before and during pregnancy is associ-
ated with agenesis or hypoplasia of the lungs in
offspring, conditions that can be prevented with
vitamin A supplementation in early, but not late,
pregnancy.14 Furthermore, vitamin A depletion
in pregnant rats has been associated with dose-
dependent decreases in DNA content in the lung
tissue of their offspring.17,18
Since alveolarization begins in utero at about
the 36th week of gestation,21 maternal vitamin
A deficiency during pregnancy may have lasting
effects on the lung maturation of progeny. Al-
though results from studies in animals have
shown that vitamin A is an important determi-
nant of early lung development and size, data are
lacking on the long-term consequences of vita-
min A deficiency on lung health in human popu-
lations. We studied the effect of antenatal vita-
min A supplementation on the lung function of
preadolescent children in a chronically undernour-
ished population in rural Nepal. The study co-
hort consisted of children, 9 to 13 years of age,whose mothers had participated in a randomized,
placebo-controlled trial of vitamin A or beta-car-
otene supplementation before, during, and after
pregnancy.
Methods
Study Setting
We conducted the original vitamin A trial and this
follow-up study in the Sarlahi District of south-
ern Nepal, in the densely populated, low-lying
southern plains (Terai). The weather is usually
warm and humid in this region, with tempera-
tures exceeding 40C in the hot, dry season (April
through June), followed by a season of monsoon
rains (July through October), and thereafter by a
cooler, dry season (November through March).
The Terai is an area of chronic undernutrition andvitamin A deficiency.22,23 Rice is the staple of the
diet. It is supplemented with small amounts of
seasonal fruits, vegetables, lentil soup, and occa-
sionally meat, fish, and eggs.
Original Vitamin A Trial
The original study, which was conducted between
April 1994 and September 1997, was a double-
blind, placebo-controlled, cluster-randomized tri-
al involving married women of childbearing age.
The study was designed to determine the effects
of weekly supplementation with a low dose ofvitamin A or beta carotene on the rates of mater-
nal death related to pregnancy.7 We invited all
eligible women from 30 village development com-
munities (VDCs) to participate in the trial. Each
VDC is composed of 9 wards (for a total of 270
wards). The unit of block randomization was the
ward, and each ward within a VDC was randomly
assigned to one of the three study groups. A total
of 44,646 women were enrolled and received
weekly supplementation with 7000-g retinol-
equivalents of vitamin A, 7000-g retinol-equiv-
alents of beta carotene, or placebo. Both supple-
ments, as well as the placebo, were given in the
form of gelatinous capsules taken orally. A total
of 75% of the pregnant women received at least
half the allowable dose (i.e., 50% of a dietary
allowance in the case of those receiving vitamin
A or beta carotene).7 We prospectively identif ied
all pregnant women and followed the mothers
and their infants for an assessment of vital status
and health outcomes. Supplementation with vita-
min A or beta carotene resulted in a reduction in
the rates of maternal death related to pregnancy,from 704 per 100,000 pregnancies in the placebo
group to 395 per 100,000 pregnancies in the com-
bined vitamin Abeta-carotene groups (a 44%
relative reduction with the supplements).7 Neither
supplement had an effect on infant mortality.24
We enrolled a subgroup of pregnant women and
their live-born infants from three VDCs (27 of the
270 wards) in a substudy with a more detailed
protocol that involved interviews about illnesses,
diet, and other exposures; collection of blood
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n engl j med 362;19 nejm.org may 13, 20101786
samples at mid-pregnancy and at 3 months post
partum; clinical examinations; and anthropomet-
ric measurements. Serum retinol levels, assessed
in the women post partum and in their infants at
3 months of age, were higher in the vitamin A
group than in the placebo group and were moder-
ately higher in the beta-carotene group than in the
placebo group.7,24 A total of 2055 children wereborn alive to mothers in the subsample who com-
pleted the pregnancy-to-postpartum dosing pro-
tocols. Of these children, 1894 (92%) were alive at
the end of the trial (September 30, 1997).
Enrollment in the Follow-up Study
In 2006, we revisited the households of children
whose mothers had participated in the original
subsample study. Fieldworkers were unaware of
the group assignments of the mothers in the orig-
inal study. We used a household list derived from
the original trial to generate an updated list ofchildren who were eligible to participate in the
follow-up study. Households in which the children
were absent at the time of the visit were visited up
to three times to maximize enrollment. The fol-
low-up study was approved by the institutional re-
view board at the Johns Hopkins University in
Baltimore and at the Institute of Medicine, Trib-
huvan University, in Kathmandu. We obtained oral
or written informed consent from the mothers
and assent from the children.
Spirometric Assessments
The objective of the follow-up trial was to deter-
mine whether there were differences in the forced
expiratory volume in 1 second (FEV1) and forced
vital capacity (FVC) among children according to
the group assignment of their mothers in the
original trial. We used 20 SpiroPro (JAEGER)
spirometers during the study period. SpiroPro is
a lightweight, battery-operated, portable pneumo-
tachometer with factory-precalibrated pneumo-
tachometer tubes. We used only one pneumotach-
ometer tube per participant.During a 6-month period before the start of
the study, we trained 11 technicians and 3 super-
visors in the performance of spirometry. We num-
bered all our spirometers and asked technicians
to use a different spirometer each day. Techni-
cians visited the study children at their homes to
perform spirometry. Each child underwent spirom-
etry while in a sitting position and wearing a
nose clip, until three acceptable and reproducible
maneuvers, of a maximum of eight, had been per-
formed.25 Technicians reviewed with a supervisor
all the flow-volume curves that were obtained each
day. Flow-volume curves were transmitted weekly
to Johns Hopkins University for additional review.
Approximately every 3 months, we performed di-
rect supervision and in-person review of all flow-
volume curves with each technician.
Statistical Analysis
The values for FEV1
and FVC were adjusted for
height, age, sex, body-mass index, calendar month,
and caste. Because biases can occur among differ-
ent spirometers, we also adjusted for the specific
spirometer that was used for the measurement.
All analyses were performed according to the in-
tention-to-treat principle. Because clustering by
ward or VDC may have affected the estimation of
standard errors, we used a linear mixed-effects
model26 with two levels of random effects VDC
and ward within VDC to account for the mul-tilevel design of the trial. In subgroup analyses,
we examined whether socioeconomic indicators
or early exposures confounded the effects of the
mothers original study-group assignment on lung
function.
In a subgroup of mothers in whom serum
retinol levels or serum beta-carotene levels were
measured post partum, we examined the relation-
ship between the postpartum levels of these mi-
cronutrients in the mothers and the lung func-
tion of their preadolescent children. We compared
proportions across study groups and according to
enrollment status, using standard methods.27
P values of less than 0.05 were considered to
indicate statistical significance. We used the
R statistical package (www.r-project.org) for
analyses.
Results
Characteristics of the Study Population
The status of the 2055 live-born children from the
original subsample is summarized in Figure 1.Of the 1894 children who were alive at the end of
the original trial, 118 (6%) were no longer living
in the study area at the time of the follow-up study,
and 110 (6%) had died. No information was avail-
able for eight children (
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Maternal Vitamin A Supplementation and Lung Function in Offspring
n engl j med 362;19 nejm.org may 13, 2010 1787
fore September 30, 1997 (P = 0.09), children who
died after September 30, 1997 (P = 0.62), children
who moved out of the study area (P = 0.78), chil-
dren who could not be contacted during the study
period (P = 0.99), or children who declined to par-
ticipate or whose mothers did not want them toparticipate in the study (P = 0.78). As compared
with the 684 children from the original birth co-
hort who were not included in the follow-up study,
children who were contacted and who underwent
spirometry were less likely to be members of a
low caste (P = 0.003), less likely to live in a thatch
or bamboo house (P
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Table 1. Demographic, Anthropometric, and Socioeconomic Characteristics and Early Exposures among Childrenin Whom Adequate Spirometric Measurements Were Obtained, According to the Group Assignment of the Mothers.*
Variable Maternal Study-Group Assignment P Value
Beta Carotene Placebo Vitamin A
Sample size
No. of wards 9 9 9
No. of children 463 419 440
No. of children per ward
Median 45 48 37
Range 2691 1678 11125
Demographic characteristics
Age (yr)
Overall mean 11.10.77 11.20.75 11.20.75
Average of ward means 11.10.21 11.30.21 11.10.19 0.17
Male sex (%)
Overall mean 55 48 51
Average of ward means 55 48 51 0.10
Anthropometric measurements
Height (cm)
Overall mean 130.47.3 130.87.2 130.97.1
Average of ward means 130.62.0 131.51.8 131.31.8 0.62
Weight (kg)
Overall mean 25.14.3 24.83.8 24.74.0
Average of ward means 25.21.3 25.31.4 25.11.7 0.97
Body-mass index
Overall mean 14.71.4 14.41.1 14.41.3
Average of ward means 14.70.4 14.60.5 14.50.6 0.73
Socioeconomic status (average of ward pro-
portions)
Low caste 86 92 83 0.65
Low-quality house 89 95 92 0.22
Family owns land 60 66 62 0.72
Family owns livestock 85 82 90 0.32
Family owns radio 32 28 30 0.67
Mother is literate 21 10 17 0.17
Father is farmer 50 53 46 0.61
Early exposures (% in ward)
History of infantile pneumonia 64 67 63 0.93
7-day history of maternal tobacco use dur-
ing pregnancy
25 27 26 0.96
* Plusminus values are means SD. The average of ward means for specific variables was calculated by adding thegroup-specific ward means for that variable and dividing the sum by the number of group-specific wards.
The body-mass index is the weight in kilograms divided by the square of the height in meters. Data in all categories of socioeconomic status were missing for 1 child in the beta carotene group, data on maternal lit-
eracy were missing for 183 children (59 in the beta carotene group, 54 in the placebo group, and 70 in the vitamin Agroup), and data on paternal occupation were missing for 189 children (62 in the beta carotene group, 55 in the place-bo group, and 72 in the vitamin A group).
Low-quality houses were those minimally constructed with either bamboo or thatch. Data on infant pneumonia were missing for 66 children (21 in the beta carotene group, 19 in the placebo group, and 26
in the vitamin A group), and data on the use of tobacco during the mothers pregnancy were missing for 123 children(44 in the beta carotene group, 44 in the placebo group, and 35 in the vitamin A group).
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Maternal Vitamin A Supplementation and Lung Function in Offspring
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calendar month, caste, and spirometer were sig-
nificant predictors of FEV1or FVC. We did not find
significant differences in FEV1
or FVC according
to the technician who performed the test or the
pneumotachometer calibration code, nor did we
find signif icant differences in FEV1or FVC values
over the course of the study.
Effects of Maternal Supplementation
on the Lung Function of Offspring
The mean FEV1 and FVC in our study populationwere 1.54 liters and 1.74 liters, respectively. Chil-
dren whose mothers had received vitamin A sup-
plementation had higher values of FEV1than chil-
dren whose mothers had received placebo (Fig. 2).
The FEV1of children whose mothers had received
vitamin A was, on average, 46 ml higher (95%
confidence interval [CI], 6 to 86) than that of
children whose mothers had received placebo, af-
ter adjustment for age, height, sex, body-mass
index, caste, calendar month, and spirometer
(P = 0.03). The adjusted FEV1
of children whose
mothers had received beta carotene was, on aver-
age, 14 ml higher (95% CI, 24 to 54) than that
of children whose mothers had received placebo
(P = 0.47).
A similar comparison for FVC shows that chil-
dren whose mothers had received vitamin A had
higher values than children whose mothers had
received placebo (Fig. 3). After adjustment for the
same factors as those adjusted for in the FEV1
analysis, the FVC of children whose mothers hadreceived vitamin A was 46 ml higher (95% CI,
8 to 84) than that of children whose mothers
had received placebo (P = 0.02). The adjusted FVC
of children whose mothers had received beta caro-
tene was 17 ml higher (95% CI, 21 to 55) than
that of children whose mothers had received pla-
cebo (P = 0.36). The effects of the mothers study-
group assignment on the lung function of the
child was not confounded by the mothers socio-
economic status, the presence or absence of a his-
FEV1
(liters)
1.4
1.5
1.6
1.7
1.8
0.0
Beta Carotene Placebo Vitamin A
A Unadjusted
ResidualsofFEV1
(m
l)
40
20
0
20
40
60
80
Beta Carotene Placebo Vitamin A
B Adjusted
Figure 2. FEV1 in Children Whose Mothers Received Beta Carotene, Vitamin A, or Placebo before, during,and after Pregnancy.
Results for forced expiratory volume in 1 second (FEV1) are shown for children 9 to 13 years of age whose mothers
had been randomly assigned to receive supplementation with beta carotene, supplementation with vitamin A, orplacebo before, during, and after pregnancy. Bars indicate wards; the wide bars indicate the wards that represent the
median values. Unadjusted mean values of FEV1 in each ward within a village development community are shown inPanel A, according to the group assignment of the mothers (nine wards were randomly assigned to each group). Be-
cause of the variability in FEV1according to the childrens anthropometric characteristics, we also show adjusted val-ues of FEV1 (Panel B). We used a two-stage process to calculate adjusted values of FEV1. In the first stage, we used
ordinary least squares to calculate the residuals of FEV1 regressed on height, age, sex, body-mass index, calendarmonth, caste, and spirometer. In the second stage, we calculated ward-level means of the residuals. We centered
these ward-level summaries on the median value in the placebo group. Shown are the adjusted mean values of FEV1for the nine wards in each study group.
The New England Journal of Medicine
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tory of pneumonia during the childs infancy, or
the presence or absence of a 7-day history of to-
bacco use by the mother during her pregnancy (see
the table in the Supplementary Appendix, avail-
able with the full text of this article at NEJM.org).
We did not find significant between-group differ-
ences in the ratio of FEV1
to FVC (P = 0.44), sug-
gesting that lung size and airway caliber were
influenced proportionally by maternal vitamin A
supplementation.
Postpartum Serum Retinol Levels and Lung
Function of Offspring
We measured postpartum serum retinol levels in
678 mothers. Supplementation with vitamin A or
beta carotene was associated with significantly
higher serum retinol levels post partum (Fig. 4A).
Without consideration of the mothers original
group assignments, we found that the FEV1
and
FVC levels of the study children were linearly re-
lated to the postpartum serum retinol levels of
their mothers, after adjustment for height, body-
mass index, age, sex, caste, calendar month, and
spirometer (Fig. 4B and 4C). On average, FEV1
in-
creased by 19 ml (95% CI, 3 to 35) and FVC in-
creased by 16 ml (95% CI, 1 to 32) for every 1-SD
increase in postpartum serum retinol level (1 SD =
0.510 mol per liter). Postpartum serum beta-car-
otene levels were measured in 594 mothers. We
did not find a significant association between post-
partum serum beta-carotene levels in the moth-ers and either FEV1
or FVC in their children.
Discussion
In a population with chronic vitamin A deficien-
cy, maternal supplementation with vitamin A at
recommended dietary levels before, during, and
after pregnancy resulted in improved lung func-
tion in the offspring 9 to 13 years later. Improve-
FVC(liters)
1.6
1.7
1.8
1.9
2.0
2.1
2.2
0.0
Beta Carotene Placebo Vitamin A
A Unadjusted
ResidualsofFVC(m
l)
40
20
0
20
40
60
80
Beta Carotene Placebo Vitamin A
B Adjusted
Figure 3. FVC in Children Whose Mothers Received Beta Carotene, Vitamin A, or Placebo before, during,and after Pregnancy.
Results for forced vital capacity (FVC) are shown for children 9 to 13 years of age whose mothers had been randomly
assigned to receive supplementation with beta carotene, supplementation with vitamin A, or placebo before, during,and after pregnancy. Bars indicate wards; the wide bars indicate the wards that represent the median values. Unad-
justed mean values of FVC in each ward within a village development community are shown in Panel A, according tothe group assignment of the mothers (nine wards were randomly assigned to each group). Because of the variability
in FVC according to the childrens anthropometric characteristics, we also show adjusted values of FVC (Panel B).We used a two-stage process to calculate adjusted values of FVC. In the first stage, we used ordinary least squares to
calculate the residuals of FVC regressed on height, age, sex, body-mass index, calendar month, caste, and spirome-
ter. In the second stage, we calculated ward-level means of the residuals. We centered these ward-level summarieson the median value in the placebo group. Shown are the adjusted mean values of FVC for the nine wards in each
study group.
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Maternal Vitamin A Supplementation and Lung Function in Offspring
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ment in lung function was probably due to sup-
plementation received in utero because this
population of children was subsequently exposed
starting at 6 months of age and extending
through their preschool years to high-cover-
age, semiannual vitamin A supplementation as
part of a national program.28 The benefit from
maternal supplementation with vitamin A was
limited to children whose mothers received pre-
formed vitamin A and was not seen in those whose
mothers received beta carotene, possibly because
beta carotene is a less efficient source of vitamin A
than the preformed ester.29-31 We previously re-
ported that supplementation with preformed vi-
tamin A, but not beta carotene, corrected abnor-mal dark-adaptation thresholds in pregnant and
lactating women32 and reduced the rate of death
among infants born to mothers with night blind-
ness.33 The greater bioefficacy of preformed vita-
min A as compared with beta carotene may stem
from differences in absorption and metabolism.
In the gut, the preformed ester is hydrolyzed to
retinol and efficiently absorbed, re-esterified, and
delivered through circulating chylomicrons to the
liver for storage, although extrahepatic pathways
for tissue delivery of vitamin A also exist.34 Once
hepatic retinol is bound to retinol binding protein,it is released into the circulation to meet tissue
needs, including those of the placenta and the
developing fetus.35 On the other hand, beta caro-
tene is less well absorbed than the preformed es-
ter and must be cleaved and hydrolyzed to retinol
in the intestines before becoming available as vi-
tamin A.29 Beta carotene can also be directly ab-
sorbed and may be converted to vitamin A in tis-
sues other than the intestine,31 including the
Figure 4. Association between Maternal PostpartumLevels of Serum Retinol and Lung Function in Offspring.
Shown are maternal postpartum levels of serum retinoland their association with forced expiratory volume in
1 second (FEV1) and forced vital capacity (FVC) in the
offspring 9 to 13 years later. Box plots of maternal serumretinol levels, according to maternal group assignment,
are shown in Panel A. The lower and upper bounds ofthe boxes represent the 25th and 75th percentiles, re-
spectively, and the heavy horizontal lines representmeans. The I bars represent 1.5 times the interquartile
range outside the 25th and 75th percentiles. The opencircles represent values outside the I bars. Panel B
shows a smoothing spline fit (solid line) and corre-sponding 95% confidence band (dashed lines) of the
association between postpartum serum retinol levelsin the mothers and FEV
1in their offspring, as estimat-
ed from a generalized additive model after adjustment
for height, age, sex, body-mass index, caste, calendarmonth, and spirometer. The notches on the x axis rep-
resent the distribution of values for postpartum retinol.Panel C shows a smoothing spline fit (solid line) and
corresponding 95% confidence band (dashed lines)of the association between postpartum serum retinol
levels in the mothers and FVC in their offspring, asestimated from a generalized additive model after ad-
justment for height, age, sex, body-mass index, caste,calendar month, and spirometer. The notches on the
x axis represent the distribution of values for postpar-
tum retinol.
B
A
C
PostpartumR
etinol
(m
ol/liter)
2.5
1.5
0.5
0.0
Beta Carotene(N=244)
Placebo(N=201)
Postpartum Retinol (mol/liter)
Vitamin A(N=233)
PostpartumR
etin
olComponent
ofEstimatedFEV1
(liters)
0.1
0.0
0.1
0.5 1.0 1.5 2.0 2.5
Postpartum Retinol (mol/liter)
PostpartumR
etinolComponent
ofEstimatedFVC
(liters)
0.1
0.0
0.1
0.5 1.0 1.5 2.0 2.5
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maternalplacental interface.35 The lower bioeffi-
cacy of the beta-carotene supplement as a source
of vitamin A in the mothers and their offspring
in our trial was also evident in the finding that
serum retinol concentrations in mothers at mid-
pregnancy and post partum7 and in their infants
at 3 months of age24 were lower among those in
the beta-carotene group than they were amongthose in the preformedvitamin A group.
There is a wealth of data from studies in ani-
mals13,20,36,37 and from observational studies in-
volving children38,39 and adults40-43 suggesting that
there is a positive functional relationship between
vitamin A status and lung function. Studies have
shown that defects in pulmonary development
such as bronchopulmonary dysplasia may be linked
to vitamin A deficiency.44,45 Vitamin A mediates
alveolar formation and septation through the
binding of its active metabolite, retinoic acid, to
nuclear receptors.21 Thus, conditions that lead tovitamin A deficiency, to deletions in nuclear re-
ceptors for retinoic acid, or to improper signaling
of these receptors have been associated with ab-
normalities in lung development.13,14,21 In ani-
mals, prenatal vitamin A supplementation after
induced maternal deficiency prevents abnormal
lung development in offspring.14 Postnatal treat-
ment with retinoic acid, even in the presence of
inhibitors of alveolar formation, induces alveolar-
ization.20,37 However, retinoic acid is an intracel-
lular metabolic intermediate of retinol, and unlike
naturally occurring retinoids such as preformed
vitamin A, it is not available as a supplement for
common use.
Our study provides data from a cohort of chil-
dren in an undernourished population whose
mothers were assigned at random to receive an-
tenatal vitamin A supplementation or placebo. We
controlled for potential imbalances that may have
resulted from incomplete follow-up, since not all
of the 2055 children who were born alive to the
subsample of women enrolled in the original trial
were available for study. The absence of confound-ers or imbalances across maternal supplement
groups in predictors of lung function strength-
ens the likelihood that the observed association
between maternal vitamin A supplementation and
increased lung function in offspring was causal.
Data regarding nutrition from birth to the time
lung function was measured, retinol levels at the
time lung function was measured, and the his-
tory with respect to pneumonia after infancy were
not available.
The effects of enhanced vitamin A status early
in human life extend beyond the pulmonary sys-
tem. Vitamin A supplementation in early child-
hood prevents xerophthalmia, a condition at-
tributable to keratinization and necrosis of the
corneal epithelium.46 Routine administration of
vitamin A strengthens host defenses against in-
fection, which can favor child survival in under-nourished populations.46 Randomized trials in
Indonesia, India, and Bangladesh showed that oral
supplementation with 50,000 IU of vitamin A in
oil shortly after birth reduced the rates of death
during the first year of life by 64%,47 23%,48 and
16%,49 respectively. At sites in which specific
causes of death were analyzed, the largest reduc-
tions were in diarrhea-related deaths.50
It is important to recognize that a mean in-
crease of 46 ml in FEV1
(3% of the mean FEV1
in
this study population) and in FVC (3% of the mean
FVC) corresponds to a change in the distributionof values in this study population of children and
does not predict the level of benefit that is ex-
pected in an individual child. However, the mag-
nitude of the effect observed in this study is
slightly greater than that associated with pre-
venting exposure to parental smoking in school-
aged children.51 Because FEV1
correlates with
overall longevity in the general adult popula-
tion,52-54 any improvement in the distribution of
values of FEV1
in a population may provide long-
term health benefits.
In summary, in an area in which there was
chronic vitamin A deficiency, maternal supplemen-
tation with vitamin A before, during, and after
pregnancy was a critical determinant of lung
maturation among offspring 9 to 13 years later.
Early interventions involving vitamin A supple-
mentation in communities where undernutrition
is highly prevalent may have long-lasting conse-
quences for lung health.
Supported by a grant (no. 614) from the Bill and Melinda GatesFoundation and by a grant from the Sight and Life Research Insti-
tute, Baltimore. The original maternal vitamin A or beta-carotene
supplementation trial (19941997) was conducted under the Vita-min A for Health Cooperat ive Agreement (HRN-A-0097-00015-00)
between Johns Hopkins University and the Office of Health, In-fectious Diseases and Nutrition of the U.S. Agency for Interna-
tional Development, with additional support from Task ForceSight and Life, Basel, Switzerland. Dr. Checkley is the recipient
of a Clinician Scientist Award from Johns Hopkins University and
a K99/R00 Pathway to Independence Award (K99HL096955) fromthe National Heart, Lung, and Blood Institute, National Institutes
of Health.No potential conflict of interest relevant to this article was
reported.We are grateful for the dedicated contributions of Sharada
Ram Shrestha (deceased) to the field study.
The New England Journal of Medicine
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Maternal Vitamin A Supplementation and Lung Function in Offspring
n engl j med 362;19 nejm.org may 13, 2010 1793
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