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    original article

    T he n e w e n g l a n d j o u r n a l o f medicine

    n engl j med 362;19 nejm.org may 13, 20101784

    Maternal Vitamin A Supplementation

    and Lung Function in OffspringWilliam Checkley, M.D., Ph.D., Keith P. West, Jr., Dr.P.H., Robert A. Wise, M.D.,

    Matthew R. Baldwin, M.D., Lee Wu, M.H.S., Steven C. LeClerq, M.H.S.,Parul Christian, Dr.P.H., Joanne Katz, Sc.D., James M. Tielsch, Ph.D.,

    Subarna Khatry, M.D., and Alfred Sommer, M.D., M.H.S.

    From the Division of Pulmonary and Crit-

    ical Care, School of Medicine (W.C.,R.A.W., M.R.B.), the Program in GlobalDisease Epidemiology and Control (W.C.,

    J.K., J.M.T.) and the Center for HumanNutrition (K.P.W., L.W., S.C.L., P.C., J.K.,

    J.M.T.), Department of InternationalHealth, and the Department of Epidemi-ology (A.S.), Bloomberg School of PublicHealth, Johns Hopkins University, Balti-more; and the Nepal Nutrition Interven-tion Project Sarlahi, National Society forthe Prevention of Blindness, Kathmandu,Nepal (S.C.L., S.K.). Address reprint re-quests to Dr. Checkley at Johns HopkinsUniversity School of Medicine, Divisionof Pulmonary and Critical Care, 1830Monument St., 5th Fl., Baltimore, MD21205, or at [email protected].

    This article (10.1056/NEJMoa0907441) waslast updated on December 29, 2010, atNEJM.org.

    N Engl J Med 2010;362:1784-94.Copyright 2010 Massachusetts Medical Society.

    A b s t ra c t

    Background

    Vitamin A is important in regulating early lung development and alveolar forma-

    tion. Maternal vitamin A status may be an important determinant of embryonicalveolar formation, and vitamin A deficiency in a mother during pregnancy could

    have lasting adverse effects on the lung health of her offspring. We tested this hy-

    pothesis by examining the long-term effects of supplementation with vitamin A or

    beta carotene in women before, during, and after pregnancy on the lung function

    of their offspring, in a population with chronic vitamin A deficiency.

    Methods

    We examined a cohort of rural Nepali children 9 to 13 years of age whose mothers

    had participated in a placebo-controlled, double-blind, cluster-randomized trial of

    vitamin A or beta-carotene supplementation between 1994 and 1997.

    Results

    Of 1894 children who were alive at the end of the original trial, 1658 (88%) were

    eligible to participate in the follow-up trial. We performed spirometry in 1371 of the

    children (83% of those eligible) between October 2006 and March 2008. Children

    whose mothers had received vitamin A had a forced expiratory volume in 1 second

    (FEV1) and a forced vital capacity (FVC) that were significantly higher than those of

    children whose mothers had received placebo (FEV1, 46 ml higher with vitamin A;

    95% confidence interval [CI], 6 to 86; FVC, 46 ml higher with vitamin A; 95% CI, 8 to

    84), after adjustment for height, age, sex, body-mass index, calendar month, caste,

    and individual spirometer used. Children whose mothers had received beta caro-

    tene had adjusted FEV1and FVC values that were similar to those of children whose

    mothers had received placebo (FEV1, 14 ml higher with beta carotene; 95% CI, 24 to54; FVC, 17 ml higher with beta carotene, 95% CI, 21 to 55).

    Conclusions

    In a chronically undernourished population, maternal repletion with vitamin A at

    recommended dietary levels before, during, and after pregnancy improved lung func-

    tion in offspring. This public health benefit was apparent in the preadolescent years.

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    Maternal Vitamin A Supplementation and Lung Function in Offspring

    n engl j med 362;19 nejm.org may 13, 2010 1785

    Vitamin A deficiency affects 190 mil-

    lion preschool-aged children and 19 mil-

    lion pregnant women worldwide.1 It is the

    underlying cause of 650,000 early childhood

    deaths2 and has become recognized as an impor-

    tant problem among women of reproductive age

    in many developing countries. Chronic vitamin A

    deficiency may increase the risks of complicationsand death during pregnancy and in the postpar-

    tum period3-9 and, on the basis of evidence from

    studies in animals, may also adversely affect the

    embryonic and postnatal development of the off-

    spring.10-14

    The importance of vitamin A in regulating

    growth through cell proliferation and differentia-

    tion was recognized early in the 20th century.10-12

    Results from animal research have since shown

    that vitamin A plays a key role in mediating fetal

    growth, morphogenesis, and maturation of mul-

    tiple organ systems, including the respiratory sys-tem.14-20 Depletion of vitamin A from the diet of

    female rats before and during pregnancy is associ-

    ated with agenesis or hypoplasia of the lungs in

    offspring, conditions that can be prevented with

    vitamin A supplementation in early, but not late,

    pregnancy.14 Furthermore, vitamin A depletion

    in pregnant rats has been associated with dose-

    dependent decreases in DNA content in the lung

    tissue of their offspring.17,18

    Since alveolarization begins in utero at about

    the 36th week of gestation,21 maternal vitamin

    A deficiency during pregnancy may have lasting

    effects on the lung maturation of progeny. Al-

    though results from studies in animals have

    shown that vitamin A is an important determi-

    nant of early lung development and size, data are

    lacking on the long-term consequences of vita-

    min A deficiency on lung health in human popu-

    lations. We studied the effect of antenatal vita-

    min A supplementation on the lung function of

    preadolescent children in a chronically undernour-

    ished population in rural Nepal. The study co-

    hort consisted of children, 9 to 13 years of age,whose mothers had participated in a randomized,

    placebo-controlled trial of vitamin A or beta-car-

    otene supplementation before, during, and after

    pregnancy.

    Methods

    Study Setting

    We conducted the original vitamin A trial and this

    follow-up study in the Sarlahi District of south-

    ern Nepal, in the densely populated, low-lying

    southern plains (Terai). The weather is usually

    warm and humid in this region, with tempera-

    tures exceeding 40C in the hot, dry season (April

    through June), followed by a season of monsoon

    rains (July through October), and thereafter by a

    cooler, dry season (November through March).

    The Terai is an area of chronic undernutrition andvitamin A deficiency.22,23 Rice is the staple of the

    diet. It is supplemented with small amounts of

    seasonal fruits, vegetables, lentil soup, and occa-

    sionally meat, fish, and eggs.

    Original Vitamin A Trial

    The original study, which was conducted between

    April 1994 and September 1997, was a double-

    blind, placebo-controlled, cluster-randomized tri-

    al involving married women of childbearing age.

    The study was designed to determine the effects

    of weekly supplementation with a low dose ofvitamin A or beta carotene on the rates of mater-

    nal death related to pregnancy.7 We invited all

    eligible women from 30 village development com-

    munities (VDCs) to participate in the trial. Each

    VDC is composed of 9 wards (for a total of 270

    wards). The unit of block randomization was the

    ward, and each ward within a VDC was randomly

    assigned to one of the three study groups. A total

    of 44,646 women were enrolled and received

    weekly supplementation with 7000-g retinol-

    equivalents of vitamin A, 7000-g retinol-equiv-

    alents of beta carotene, or placebo. Both supple-

    ments, as well as the placebo, were given in the

    form of gelatinous capsules taken orally. A total

    of 75% of the pregnant women received at least

    half the allowable dose (i.e., 50% of a dietary

    allowance in the case of those receiving vitamin

    A or beta carotene).7 We prospectively identif ied

    all pregnant women and followed the mothers

    and their infants for an assessment of vital status

    and health outcomes. Supplementation with vita-

    min A or beta carotene resulted in a reduction in

    the rates of maternal death related to pregnancy,from 704 per 100,000 pregnancies in the placebo

    group to 395 per 100,000 pregnancies in the com-

    bined vitamin Abeta-carotene groups (a 44%

    relative reduction with the supplements).7 Neither

    supplement had an effect on infant mortality.24

    We enrolled a subgroup of pregnant women and

    their live-born infants from three VDCs (27 of the

    270 wards) in a substudy with a more detailed

    protocol that involved interviews about illnesses,

    diet, and other exposures; collection of blood

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    Th e n e w e n g l a n d j o u r n a l o f medicine

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    samples at mid-pregnancy and at 3 months post

    partum; clinical examinations; and anthropomet-

    ric measurements. Serum retinol levels, assessed

    in the women post partum and in their infants at

    3 months of age, were higher in the vitamin A

    group than in the placebo group and were moder-

    ately higher in the beta-carotene group than in the

    placebo group.7,24 A total of 2055 children wereborn alive to mothers in the subsample who com-

    pleted the pregnancy-to-postpartum dosing pro-

    tocols. Of these children, 1894 (92%) were alive at

    the end of the trial (September 30, 1997).

    Enrollment in the Follow-up Study

    In 2006, we revisited the households of children

    whose mothers had participated in the original

    subsample study. Fieldworkers were unaware of

    the group assignments of the mothers in the orig-

    inal study. We used a household list derived from

    the original trial to generate an updated list ofchildren who were eligible to participate in the

    follow-up study. Households in which the children

    were absent at the time of the visit were visited up

    to three times to maximize enrollment. The fol-

    low-up study was approved by the institutional re-

    view board at the Johns Hopkins University in

    Baltimore and at the Institute of Medicine, Trib-

    huvan University, in Kathmandu. We obtained oral

    or written informed consent from the mothers

    and assent from the children.

    Spirometric Assessments

    The objective of the follow-up trial was to deter-

    mine whether there were differences in the forced

    expiratory volume in 1 second (FEV1) and forced

    vital capacity (FVC) among children according to

    the group assignment of their mothers in the

    original trial. We used 20 SpiroPro (JAEGER)

    spirometers during the study period. SpiroPro is

    a lightweight, battery-operated, portable pneumo-

    tachometer with factory-precalibrated pneumo-

    tachometer tubes. We used only one pneumotach-

    ometer tube per participant.During a 6-month period before the start of

    the study, we trained 11 technicians and 3 super-

    visors in the performance of spirometry. We num-

    bered all our spirometers and asked technicians

    to use a different spirometer each day. Techni-

    cians visited the study children at their homes to

    perform spirometry. Each child underwent spirom-

    etry while in a sitting position and wearing a

    nose clip, until three acceptable and reproducible

    maneuvers, of a maximum of eight, had been per-

    formed.25 Technicians reviewed with a supervisor

    all the flow-volume curves that were obtained each

    day. Flow-volume curves were transmitted weekly

    to Johns Hopkins University for additional review.

    Approximately every 3 months, we performed di-

    rect supervision and in-person review of all flow-

    volume curves with each technician.

    Statistical Analysis

    The values for FEV1

    and FVC were adjusted for

    height, age, sex, body-mass index, calendar month,

    and caste. Because biases can occur among differ-

    ent spirometers, we also adjusted for the specific

    spirometer that was used for the measurement.

    All analyses were performed according to the in-

    tention-to-treat principle. Because clustering by

    ward or VDC may have affected the estimation of

    standard errors, we used a linear mixed-effects

    model26 with two levels of random effects VDC

    and ward within VDC to account for the mul-tilevel design of the trial. In subgroup analyses,

    we examined whether socioeconomic indicators

    or early exposures confounded the effects of the

    mothers original study-group assignment on lung

    function.

    In a subgroup of mothers in whom serum

    retinol levels or serum beta-carotene levels were

    measured post partum, we examined the relation-

    ship between the postpartum levels of these mi-

    cronutrients in the mothers and the lung func-

    tion of their preadolescent children. We compared

    proportions across study groups and according to

    enrollment status, using standard methods.27

    P values of less than 0.05 were considered to

    indicate statistical significance. We used the

    R statistical package (www.r-project.org) for

    analyses.

    Results

    Characteristics of the Study Population

    The status of the 2055 live-born children from the

    original subsample is summarized in Figure 1.Of the 1894 children who were alive at the end of

    the original trial, 118 (6%) were no longer living

    in the study area at the time of the follow-up study,

    and 110 (6%) had died. No information was avail-

    able for eight children (

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    fore September 30, 1997 (P = 0.09), children who

    died after September 30, 1997 (P = 0.62), children

    who moved out of the study area (P = 0.78), chil-

    dren who could not be contacted during the study

    period (P = 0.99), or children who declined to par-

    ticipate or whose mothers did not want them toparticipate in the study (P = 0.78). As compared

    with the 684 children from the original birth co-

    hort who were not included in the follow-up study,

    children who were contacted and who underwent

    spirometry were less likely to be members of a

    low caste (P = 0.003), less likely to live in a thatch

    or bamboo house (P

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    Th e n e w e n g l a n d j o u r n a l o f medicine

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    Table 1. Demographic, Anthropometric, and Socioeconomic Characteristics and Early Exposures among Childrenin Whom Adequate Spirometric Measurements Were Obtained, According to the Group Assignment of the Mothers.*

    Variable Maternal Study-Group Assignment P Value

    Beta Carotene Placebo Vitamin A

    Sample size

    No. of wards 9 9 9

    No. of children 463 419 440

    No. of children per ward

    Median 45 48 37

    Range 2691 1678 11125

    Demographic characteristics

    Age (yr)

    Overall mean 11.10.77 11.20.75 11.20.75

    Average of ward means 11.10.21 11.30.21 11.10.19 0.17

    Male sex (%)

    Overall mean 55 48 51

    Average of ward means 55 48 51 0.10

    Anthropometric measurements

    Height (cm)

    Overall mean 130.47.3 130.87.2 130.97.1

    Average of ward means 130.62.0 131.51.8 131.31.8 0.62

    Weight (kg)

    Overall mean 25.14.3 24.83.8 24.74.0

    Average of ward means 25.21.3 25.31.4 25.11.7 0.97

    Body-mass index

    Overall mean 14.71.4 14.41.1 14.41.3

    Average of ward means 14.70.4 14.60.5 14.50.6 0.73

    Socioeconomic status (average of ward pro-

    portions)

    Low caste 86 92 83 0.65

    Low-quality house 89 95 92 0.22

    Family owns land 60 66 62 0.72

    Family owns livestock 85 82 90 0.32

    Family owns radio 32 28 30 0.67

    Mother is literate 21 10 17 0.17

    Father is farmer 50 53 46 0.61

    Early exposures (% in ward)

    History of infantile pneumonia 64 67 63 0.93

    7-day history of maternal tobacco use dur-

    ing pregnancy

    25 27 26 0.96

    * Plusminus values are means SD. The average of ward means for specific variables was calculated by adding thegroup-specific ward means for that variable and dividing the sum by the number of group-specific wards.

    The body-mass index is the weight in kilograms divided by the square of the height in meters. Data in all categories of socioeconomic status were missing for 1 child in the beta carotene group, data on maternal lit-

    eracy were missing for 183 children (59 in the beta carotene group, 54 in the placebo group, and 70 in the vitamin Agroup), and data on paternal occupation were missing for 189 children (62 in the beta carotene group, 55 in the place-bo group, and 72 in the vitamin A group).

    Low-quality houses were those minimally constructed with either bamboo or thatch. Data on infant pneumonia were missing for 66 children (21 in the beta carotene group, 19 in the placebo group, and 26

    in the vitamin A group), and data on the use of tobacco during the mothers pregnancy were missing for 123 children(44 in the beta carotene group, 44 in the placebo group, and 35 in the vitamin A group).

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    Maternal Vitamin A Supplementation and Lung Function in Offspring

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    calendar month, caste, and spirometer were sig-

    nificant predictors of FEV1or FVC. We did not find

    significant differences in FEV1

    or FVC according

    to the technician who performed the test or the

    pneumotachometer calibration code, nor did we

    find signif icant differences in FEV1or FVC values

    over the course of the study.

    Effects of Maternal Supplementation

    on the Lung Function of Offspring

    The mean FEV1 and FVC in our study populationwere 1.54 liters and 1.74 liters, respectively. Chil-

    dren whose mothers had received vitamin A sup-

    plementation had higher values of FEV1than chil-

    dren whose mothers had received placebo (Fig. 2).

    The FEV1of children whose mothers had received

    vitamin A was, on average, 46 ml higher (95%

    confidence interval [CI], 6 to 86) than that of

    children whose mothers had received placebo, af-

    ter adjustment for age, height, sex, body-mass

    index, caste, calendar month, and spirometer

    (P = 0.03). The adjusted FEV1

    of children whose

    mothers had received beta carotene was, on aver-

    age, 14 ml higher (95% CI, 24 to 54) than that

    of children whose mothers had received placebo

    (P = 0.47).

    A similar comparison for FVC shows that chil-

    dren whose mothers had received vitamin A had

    higher values than children whose mothers had

    received placebo (Fig. 3). After adjustment for the

    same factors as those adjusted for in the FEV1

    analysis, the FVC of children whose mothers hadreceived vitamin A was 46 ml higher (95% CI,

    8 to 84) than that of children whose mothers

    had received placebo (P = 0.02). The adjusted FVC

    of children whose mothers had received beta caro-

    tene was 17 ml higher (95% CI, 21 to 55) than

    that of children whose mothers had received pla-

    cebo (P = 0.36). The effects of the mothers study-

    group assignment on the lung function of the

    child was not confounded by the mothers socio-

    economic status, the presence or absence of a his-

    FEV1

    (liters)

    1.4

    1.5

    1.6

    1.7

    1.8

    0.0

    Beta Carotene Placebo Vitamin A

    A Unadjusted

    ResidualsofFEV1

    (m

    l)

    40

    20

    0

    20

    40

    60

    80

    Beta Carotene Placebo Vitamin A

    B Adjusted

    Figure 2. FEV1 in Children Whose Mothers Received Beta Carotene, Vitamin A, or Placebo before, during,and after Pregnancy.

    Results for forced expiratory volume in 1 second (FEV1) are shown for children 9 to 13 years of age whose mothers

    had been randomly assigned to receive supplementation with beta carotene, supplementation with vitamin A, orplacebo before, during, and after pregnancy. Bars indicate wards; the wide bars indicate the wards that represent the

    median values. Unadjusted mean values of FEV1 in each ward within a village development community are shown inPanel A, according to the group assignment of the mothers (nine wards were randomly assigned to each group). Be-

    cause of the variability in FEV1according to the childrens anthropometric characteristics, we also show adjusted val-ues of FEV1 (Panel B). We used a two-stage process to calculate adjusted values of FEV1. In the first stage, we used

    ordinary least squares to calculate the residuals of FEV1 regressed on height, age, sex, body-mass index, calendarmonth, caste, and spirometer. In the second stage, we calculated ward-level means of the residuals. We centered

    these ward-level summaries on the median value in the placebo group. Shown are the adjusted mean values of FEV1for the nine wards in each study group.

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    Th e n e w e n g l a n d j o u r n a l o f medicine

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    tory of pneumonia during the childs infancy, or

    the presence or absence of a 7-day history of to-

    bacco use by the mother during her pregnancy (see

    the table in the Supplementary Appendix, avail-

    able with the full text of this article at NEJM.org).

    We did not find significant between-group differ-

    ences in the ratio of FEV1

    to FVC (P = 0.44), sug-

    gesting that lung size and airway caliber were

    influenced proportionally by maternal vitamin A

    supplementation.

    Postpartum Serum Retinol Levels and Lung

    Function of Offspring

    We measured postpartum serum retinol levels in

    678 mothers. Supplementation with vitamin A or

    beta carotene was associated with significantly

    higher serum retinol levels post partum (Fig. 4A).

    Without consideration of the mothers original

    group assignments, we found that the FEV1

    and

    FVC levels of the study children were linearly re-

    lated to the postpartum serum retinol levels of

    their mothers, after adjustment for height, body-

    mass index, age, sex, caste, calendar month, and

    spirometer (Fig. 4B and 4C). On average, FEV1

    in-

    creased by 19 ml (95% CI, 3 to 35) and FVC in-

    creased by 16 ml (95% CI, 1 to 32) for every 1-SD

    increase in postpartum serum retinol level (1 SD =

    0.510 mol per liter). Postpartum serum beta-car-

    otene levels were measured in 594 mothers. We

    did not find a significant association between post-

    partum serum beta-carotene levels in the moth-ers and either FEV1

    or FVC in their children.

    Discussion

    In a population with chronic vitamin A deficien-

    cy, maternal supplementation with vitamin A at

    recommended dietary levels before, during, and

    after pregnancy resulted in improved lung func-

    tion in the offspring 9 to 13 years later. Improve-

    FVC(liters)

    1.6

    1.7

    1.8

    1.9

    2.0

    2.1

    2.2

    0.0

    Beta Carotene Placebo Vitamin A

    A Unadjusted

    ResidualsofFVC(m

    l)

    40

    20

    0

    20

    40

    60

    80

    Beta Carotene Placebo Vitamin A

    B Adjusted

    Figure 3. FVC in Children Whose Mothers Received Beta Carotene, Vitamin A, or Placebo before, during,and after Pregnancy.

    Results for forced vital capacity (FVC) are shown for children 9 to 13 years of age whose mothers had been randomly

    assigned to receive supplementation with beta carotene, supplementation with vitamin A, or placebo before, during,and after pregnancy. Bars indicate wards; the wide bars indicate the wards that represent the median values. Unad-

    justed mean values of FVC in each ward within a village development community are shown in Panel A, according tothe group assignment of the mothers (nine wards were randomly assigned to each group). Because of the variability

    in FVC according to the childrens anthropometric characteristics, we also show adjusted values of FVC (Panel B).We used a two-stage process to calculate adjusted values of FVC. In the first stage, we used ordinary least squares to

    calculate the residuals of FVC regressed on height, age, sex, body-mass index, calendar month, caste, and spirome-

    ter. In the second stage, we calculated ward-level means of the residuals. We centered these ward-level summarieson the median value in the placebo group. Shown are the adjusted mean values of FVC for the nine wards in each

    study group.

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    ment in lung function was probably due to sup-

    plementation received in utero because this

    population of children was subsequently exposed

    starting at 6 months of age and extending

    through their preschool years to high-cover-

    age, semiannual vitamin A supplementation as

    part of a national program.28 The benefit from

    maternal supplementation with vitamin A was

    limited to children whose mothers received pre-

    formed vitamin A and was not seen in those whose

    mothers received beta carotene, possibly because

    beta carotene is a less efficient source of vitamin A

    than the preformed ester.29-31 We previously re-

    ported that supplementation with preformed vi-

    tamin A, but not beta carotene, corrected abnor-mal dark-adaptation thresholds in pregnant and

    lactating women32 and reduced the rate of death

    among infants born to mothers with night blind-

    ness.33 The greater bioefficacy of preformed vita-

    min A as compared with beta carotene may stem

    from differences in absorption and metabolism.

    In the gut, the preformed ester is hydrolyzed to

    retinol and efficiently absorbed, re-esterified, and

    delivered through circulating chylomicrons to the

    liver for storage, although extrahepatic pathways

    for tissue delivery of vitamin A also exist.34 Once

    hepatic retinol is bound to retinol binding protein,it is released into the circulation to meet tissue

    needs, including those of the placenta and the

    developing fetus.35 On the other hand, beta caro-

    tene is less well absorbed than the preformed es-

    ter and must be cleaved and hydrolyzed to retinol

    in the intestines before becoming available as vi-

    tamin A.29 Beta carotene can also be directly ab-

    sorbed and may be converted to vitamin A in tis-

    sues other than the intestine,31 including the

    Figure 4. Association between Maternal PostpartumLevels of Serum Retinol and Lung Function in Offspring.

    Shown are maternal postpartum levels of serum retinoland their association with forced expiratory volume in

    1 second (FEV1) and forced vital capacity (FVC) in the

    offspring 9 to 13 years later. Box plots of maternal serumretinol levels, according to maternal group assignment,

    are shown in Panel A. The lower and upper bounds ofthe boxes represent the 25th and 75th percentiles, re-

    spectively, and the heavy horizontal lines representmeans. The I bars represent 1.5 times the interquartile

    range outside the 25th and 75th percentiles. The opencircles represent values outside the I bars. Panel B

    shows a smoothing spline fit (solid line) and corre-sponding 95% confidence band (dashed lines) of the

    association between postpartum serum retinol levelsin the mothers and FEV

    1in their offspring, as estimat-

    ed from a generalized additive model after adjustment

    for height, age, sex, body-mass index, caste, calendarmonth, and spirometer. The notches on the x axis rep-

    resent the distribution of values for postpartum retinol.Panel C shows a smoothing spline fit (solid line) and

    corresponding 95% confidence band (dashed lines)of the association between postpartum serum retinol

    levels in the mothers and FVC in their offspring, asestimated from a generalized additive model after ad-

    justment for height, age, sex, body-mass index, caste,calendar month, and spirometer. The notches on the

    x axis represent the distribution of values for postpar-

    tum retinol.

    B

    A

    C

    PostpartumR

    etinol

    (m

    ol/liter)

    2.5

    1.5

    0.5

    0.0

    Beta Carotene(N=244)

    Placebo(N=201)

    Postpartum Retinol (mol/liter)

    Vitamin A(N=233)

    PostpartumR

    etin

    olComponent

    ofEstimatedFEV1

    (liters)

    0.1

    0.0

    0.1

    0.5 1.0 1.5 2.0 2.5

    Postpartum Retinol (mol/liter)

    PostpartumR

    etinolComponent

    ofEstimatedFVC

    (liters)

    0.1

    0.0

    0.1

    0.5 1.0 1.5 2.0 2.5

    The New England Journal of Medicine

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    Th e n e w e n g l a n d j o u r n a l o f medicine

    n engl j med 362;19 nejm.org may 13, 20101792

    maternalplacental interface.35 The lower bioeffi-

    cacy of the beta-carotene supplement as a source

    of vitamin A in the mothers and their offspring

    in our trial was also evident in the finding that

    serum retinol concentrations in mothers at mid-

    pregnancy and post partum7 and in their infants

    at 3 months of age24 were lower among those in

    the beta-carotene group than they were amongthose in the preformedvitamin A group.

    There is a wealth of data from studies in ani-

    mals13,20,36,37 and from observational studies in-

    volving children38,39 and adults40-43 suggesting that

    there is a positive functional relationship between

    vitamin A status and lung function. Studies have

    shown that defects in pulmonary development

    such as bronchopulmonary dysplasia may be linked

    to vitamin A deficiency.44,45 Vitamin A mediates

    alveolar formation and septation through the

    binding of its active metabolite, retinoic acid, to

    nuclear receptors.21 Thus, conditions that lead tovitamin A deficiency, to deletions in nuclear re-

    ceptors for retinoic acid, or to improper signaling

    of these receptors have been associated with ab-

    normalities in lung development.13,14,21 In ani-

    mals, prenatal vitamin A supplementation after

    induced maternal deficiency prevents abnormal

    lung development in offspring.14 Postnatal treat-

    ment with retinoic acid, even in the presence of

    inhibitors of alveolar formation, induces alveolar-

    ization.20,37 However, retinoic acid is an intracel-

    lular metabolic intermediate of retinol, and unlike

    naturally occurring retinoids such as preformed

    vitamin A, it is not available as a supplement for

    common use.

    Our study provides data from a cohort of chil-

    dren in an undernourished population whose

    mothers were assigned at random to receive an-

    tenatal vitamin A supplementation or placebo. We

    controlled for potential imbalances that may have

    resulted from incomplete follow-up, since not all

    of the 2055 children who were born alive to the

    subsample of women enrolled in the original trial

    were available for study. The absence of confound-ers or imbalances across maternal supplement

    groups in predictors of lung function strength-

    ens the likelihood that the observed association

    between maternal vitamin A supplementation and

    increased lung function in offspring was causal.

    Data regarding nutrition from birth to the time

    lung function was measured, retinol levels at the

    time lung function was measured, and the his-

    tory with respect to pneumonia after infancy were

    not available.

    The effects of enhanced vitamin A status early

    in human life extend beyond the pulmonary sys-

    tem. Vitamin A supplementation in early child-

    hood prevents xerophthalmia, a condition at-

    tributable to keratinization and necrosis of the

    corneal epithelium.46 Routine administration of

    vitamin A strengthens host defenses against in-

    fection, which can favor child survival in under-nourished populations.46 Randomized trials in

    Indonesia, India, and Bangladesh showed that oral

    supplementation with 50,000 IU of vitamin A in

    oil shortly after birth reduced the rates of death

    during the first year of life by 64%,47 23%,48 and

    16%,49 respectively. At sites in which specific

    causes of death were analyzed, the largest reduc-

    tions were in diarrhea-related deaths.50

    It is important to recognize that a mean in-

    crease of 46 ml in FEV1

    (3% of the mean FEV1

    in

    this study population) and in FVC (3% of the mean

    FVC) corresponds to a change in the distributionof values in this study population of children and

    does not predict the level of benefit that is ex-

    pected in an individual child. However, the mag-

    nitude of the effect observed in this study is

    slightly greater than that associated with pre-

    venting exposure to parental smoking in school-

    aged children.51 Because FEV1

    correlates with

    overall longevity in the general adult popula-

    tion,52-54 any improvement in the distribution of

    values of FEV1

    in a population may provide long-

    term health benefits.

    In summary, in an area in which there was

    chronic vitamin A deficiency, maternal supplemen-

    tation with vitamin A before, during, and after

    pregnancy was a critical determinant of lung

    maturation among offspring 9 to 13 years later.

    Early interventions involving vitamin A supple-

    mentation in communities where undernutrition

    is highly prevalent may have long-lasting conse-

    quences for lung health.

    Supported by a grant (no. 614) from the Bill and Melinda GatesFoundation and by a grant from the Sight and Life Research Insti-

    tute, Baltimore. The original maternal vitamin A or beta-carotene

    supplementation trial (19941997) was conducted under the Vita-min A for Health Cooperat ive Agreement (HRN-A-0097-00015-00)

    between Johns Hopkins University and the Office of Health, In-fectious Diseases and Nutrition of the U.S. Agency for Interna-

    tional Development, with additional support from Task ForceSight and Life, Basel, Switzerland. Dr. Checkley is the recipient

    of a Clinician Scientist Award from Johns Hopkins University and

    a K99/R00 Pathway to Independence Award (K99HL096955) fromthe National Heart, Lung, and Blood Institute, National Institutes

    of Health.No potential conflict of interest relevant to this article was

    reported.We are grateful for the dedicated contributions of Sharada

    Ram Shrestha (deceased) to the field study.

    The New England Journal of Medicine

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    Maternal Vitamin A Supplementation and Lung Function in Offspring

    n engl j med 362;19 nejm.org may 13, 2010 1793

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