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  • 1TRAININGWEBINARSoilStructureInteractionforBuilding

    Structures(ATC83)

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    JonathanP.StewartProfessorandChairofCivilEngineering,UCLA

    NISTGCR1291721REPORTOctober30,2013

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    ProjectTechnicalCommitteeJonathanPStewart(Chair)

    CBCrouseTaraHutchinsonBretLizundiaFarzadNaeim

    FarhangOstadanWorkingGroupMembers

    CurtHaseltonFortunatoEnriquezMichaelGivensSilviaMazzoniErikOlstad

    AndreasSchellenberg

    ReviewPanelCraigComartinYousefHashashAnnieKammererGyimahKasali

    GeorgeMylonakisGrahamPowell

  • 2ProjectScope Literatureassimilationandreportpreparation

    Exampleapplications(problemfocusedstudies)

    Practitionerinterviewsandinput

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    Outline SSImodelingstrategies[Chaps1,4,7] Inertialinteraction[Chaps2,5] Kinematicinteraction[Chap3] ExampleapplicationsandRHArecommendations[Chap7,8]

    Recommendationsforgeotechnicalstructuralengineerinteractions[Chap6].

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 3Somemajorissuesaddressedbyproject: WhatfieldandlaboratoryinvestigationsarerequiredtodevelopsoilspringsanddashpotsforSSIanalysis?

    Underwhatconditionsistheuseofsoilsprings/dashpotsimportant(andwhatstructuralresponseparametersareaffected)?

    Forwhatconditionsisconsiderationofthedifferencesbetweenfoundationandfreefieldgroundmotionsimportant?

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    SSIModelingStrategiesSubStructureAnalysis: FIM Foundationflexibility&damping

    Responseanalysis

  • 4SSIModelingStrategiesDirectAnalysis: Soil,structural,andinterfaceelements

    Amenabletofullynonlinearanalysis

    ModelingwithSVGMispossible

    SomeSimplifications BathtubModel

    Includesfoundationsprings

    Nospatialvariabilityofinputmotions

    FixedBaseModels Fixedatgroundlevel Fixedatbase

    Welllookattherelativeperformanceofthesemodelingapproaches

  • 5InertialInteraction SSIsystembehavior Foundationstiffnessanddamping(shallow) Additionalissuescoveredinreport:

    Pilefoundationstiffnessanddamping[2.3] Nonlinearbehaviorofshallowfoundations[2.4]

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    SystemBehavior Comparefixed andflexiblebaseoscillator

    Deriveexpressionforperiodlengthening

    yyx kkh

    kk

    TT 21~

    kx =FoundationhorizontalstiffnessATC83ImprovedProceduresforCharacterizing&ModelingSoil

    StructureInteractionforPerformanceBasedEngineering10

  • 6SystemBehavior Comparefixed andflexiblebaseoscillator

    Deriveexpressionforperiodlengthening

    yyx kkh

    kk

    TT 21~

    kyy =FoundationrockingstiffnessATC83ImprovedProceduresforCharacterizing&ModelingSoil

    StructureInteractionforPerformanceBasedEngineering11

    Mostcriticalcontrollingparameters:

    andBLhm

    LB

    Bh

    TVh

    ss

    ,4

    ,,,

    Velocityratio:structuretosoilstiffness

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 7Mostcriticalcontrollingparameters:

    Aspectratio:heightofstructure/widthoffoundation

    andBLhm

    LB

    Bh

    TVh

    ss

    ,4

    ,,,

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    PeriodLengtheningTrends

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    InertialSSIsignificantifh/(VsT) >0.1orT

  • 8 inf TT ~ 10

    Flexiblebasesystemdamping

    SSISystemDamping

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    inf TT ~ 10

    Fixedbasedamping

    SSISystemDamping

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 9 inf TT ~ 10

    Foundationdamping

    SSISystemDamping

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    FoundationDampingTrends:

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 10

    EffectsofPeriodLengthening&DampingonBaseShear

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    FoundationStiffnessandDamping

    Requiredsoilproperties Modelelements

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 11

    RequiredSoilProperties GeotechnicalandVsprofiles.

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    RequiredSoilProperties GeotechnicalandVsprofile.

    Soilshearstrength(undrained belowgwt)

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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  • 12

    RequiredSoilProperties GeotechnicalandVsprofile.

    Soilshearstrength(undrained belowgwt)

    SoilPoissonsratio,(canbeevaluatedfromVp/Vs abovegwt)

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    RequiredSoilProperties GeotechnicalandVsprofile.

    Soilshearstrength(undrained belowgwt)

    SoilPoissonsratio,(canbeevaluatedfromVp/Vs abovegwt)

    Soilhystereticdamping,D

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    Seed&Idriss,1970

    Vucetic&Dobry,1991

  • 13

    ModelElements Staticstiffness,surfacefoundation:

    Translation:Kj =GBfn(,B/L)Rotation:Kjj =GB3fn(,B/L)

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    ModelElements Staticstiffness,surfacefoundation:

    Translation:Kj =GBfn(,B/L)Rotation:Kjj =GB3fn(,B/L)

    Embedmentmodifiers,j orjj:fn(D/B,B/L)

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    ModelElements Staticstiffness,surfacefoundation:

    Translation:Kj =GBfn(,B/L)Rotation:Kjj =GB3fn(,B/L)

    Embedmentmodifiers,j orjj:fn(D/B,B/L) Dynamicmodifiers,j or jj:fn(B/L,a0=B/Vs)

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    ModelElements Staticstiffness,surfacefoundation:

    Translation:Kj =GBfn(,B/L)Rotation:Kjj =GB3fn(,B/L)

    Embedmentmodifiers,j orjj:fn(D/B,B/L) Dynamicmodifiers,j or jj:fn(B/L,a0=B/Vs) Radiationdamping,j:fn(B/L,j,a0,Kj/GB);

    jj:fn(B/L,jj,a0,Kjj/GB3)ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure

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  • 15

    FiguresfromTileyliogluetal.(2011)

    GarnerValleyTestStructure

    Keyfeatures: Frequencydependentstiffnessforrotation(nottranslation) Moredampingintranslationthanrocking

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  • 16

    Outline SSImodelingstrategies Inertialinteraction Kinematicinteraction ExampleapplicationsandRHArecommendations

    Recommendationsforgeotechnicalstructuralengineerinteractions

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    KinematicInteraction Baseslabaveraging Foundationembedment

    Expressedastransferfunctions 2L

    g

    FIM

    g

    FIMu u

    LHuuH

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    PhysicalBasisforBaseSlabAveraging

    Katoetal.,1998Variabilityexpressedintermsof: Phasechange Amplitudechange

    PhysicalBasisforBaseSlabAveraging

    Spatialvariabilityisstronglyfrequencydependent

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    PhysicalBasisforBaseSlabAveragingPlanview

    PhysicalBasisforBaseSlabAveragingPlanview

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    PhysicalBasisforBaseSlabAveragingLowfrequencycomponents

    uFIM () ug ()2003OffMiyagiEqkFF,swavewindow

    PhysicalBasisforBaseSlabAveragingHighfrequencycomponents

    uFIM ()< ug ()2003OffMiyagiEqkFF,pwavewindow

  • 20

    PhysicalBasisforEmbedmentEffect

    LowfrequencyLongwavelength =Vs/fuFIM ugFIM 0

    PhysicalBasisforEmbedmentEffect

    HighfrequencyShortwavelength =Vs/fuFIM 0

  • 21

    Numerousmodelsforwavepassageonly(e.g.,Mylonakisetal.,2006)

    ModelsforBaseSlabAveraging

    Numerousmodelsforwavepassageonly FEanalysiswithincoherentinput(SASSI)

    ModelsforBaseSlabAveraging

  • 22

    Numerousmodelsforwavepassageonly FEanalysiswithincoherentinput Semiempiricalmodel smVV ssa /500200,00065.0

    Closedformequations.Sec3.1

    ModelsforBaseSlabAveraging

    Modelsforrigidembeddedcylinders

    Coherent,verticallypropagatingswaves

    ModelsforEmbedment

  • 23

    ImplementationinDesignStandards

    Implementedasratiosofresponsespectra(RRS) Lua

    FIMa fffHfSfS ),()()(

    LLua

    FIMa fffHfSfS ),()()(

    fL affectedbyfrequencycontentofgroundmotion

    Implementedasratiosofresponsespectra(RRS)

    FirstappearedinASCE41:Seismicrehabilitationofexistingbuildings,2006UpdatedinNIST91721:Soilstructureinteractionforbuildingstructures,2012

    ImplementationinDesignStandards

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    Exampleoffoundation/freefieldgroundmotionvariations:

    RanchoCucamongaLaw&JusticeCenter1987WhittierEarthquake

    Exampleoffoundation/freefieldgroundmotionvariations:

    RanchoCucamongaLaw&JusticeCenter1987WhittierEarthquake

  • 25

    RanchCucamongasiteresponsespectra:

    Outline

    SSImodelingstrategies Inertialinteraction Kinematicinteraction ExampleapplicationsandRHArecommendations

    Recommendationsforgeotechnicalstructuralengineerinteractions

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  • 26

    ObjectivesofPFS ExampleapplicationsofSSIguidelinesforrealisticconditions

    UsingstructuralmodelsinOpenSees,investigatewhereSSIsignificant: WhatconditionsgiverisetoimportantSSIeffects?

    WhatEDPsaremostaffected?

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    ScopeofPFS Identifyappropriatebuildingswithrecordings Develop3DmodelsincludingSSIcomponents Tunestructuralparameterstomatchrecordings(baselinemodel MB)

    StripoutSSIelementstoevaluateeffects.Considercommonconfigurationsfrompractice.

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  • 27

    IdealCaseStudyBuilding Regularstructure SignificantSSIeffects Instrumentation:

    Horiz bldg array Vert sensorsonfndn Groundstation

    Strongandweakmotionrecordings

    Structure#1:ShermanOaks Attributes:

    RCframe 2levelsofembedment Alluvialsoils,pile

    foundations Good:

    Embeddedfoundation Strongshaking,multiple

    events Regularstructure

    Bad: NoFForrocking

  • 28

    Structure#2:WalnutCreek Attributes:

    Shearwallcore&RCframe Noembedment Shallowsoils,mat

    foundation Good:

    Baserocking Stiffstructure

    Bad: Lackofembedment NoFFmotionorstrong

    motion

    GeneralFindings RecordedresponseswellmatchedbyMB

  • 29

    GeneralFindings RecordedresponseswellmatchedbyMB

    GeneralFindings RecordedresponseswellmatchedbyMB

    Modelfixedatgroundsurfaceperformspoorly

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    GeneralFindings RecordedresponseswellmatchedbyMB

    Modelfixedatgroundsurfaceperformspoorly

    GeneralFindings RecordedresponseswellmatchedbyMB

    Modelfixedatgroundsurfaceperformspoorly

    Bathtubmodelperformsreasonablywell

  • 31

    GeneralFindings RecordedresponseswellmatchedbyMB

    Modelfixedatgroundsurfaceperformspoorly

    Bathtubmodelperformsreasonablywell

    RHARecommendations Modelsubterraneanlevels,

    fixatbase(Model2)

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  • 32

    RHARecommendations Modelsubterraneanlevels,

    fixatbase(Model2) Modelsubterranean,include

    foundationsprings,bathtubsupportsforsprings(Model4)

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    RHARecommendations Modelsubterraneanlevels,

    fixatbase(Model2) Modelsubterranean,include

    foundationsprings,bathtubsupportsforsprings(Model4)

    ConsiderkinematiceffectsforbelowgroundEDPs

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  • 33

    Outline Inertialinteraction Kinematicinteraction RecommendationsforRHA&otherkeytakeaways

    Recommendationsforgeotechnicalstructuralengineerinteractions(CourtesyBretLizundia)

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    IncreaseSEGEDialogue RequiredraftGEreportswithSEreview IncludejointmeetingsinGEandSEscopes,perhapsincludingfoundationcontractor,asappropriate

    CoordinatetimingofGEandSEwork(donthaveGEreportfinishedbeforeSEhired)

    Owners:RequireGESEmeetings

  • 34

    SEtoGEChecklist Projectlocation,buildinglocationonsite Buildingcode,performanceobjective Descriptionofbuildingandstructuralsystemwithdrawingswhenpossible

    Differentialsettlementtolerance Approximatefundamentalperiod Loadstofoundation IntendeduseofSSI Requiredgroundmotionformat[Sa orug(t)]

    GERecommendationsshouldinclude

    Typicalreportingofdata(siteplan,boring&CPTlogs,fieldandlaboratorytestresults)

    Seismichazardanalysisresults(spectra,accelerationhistories)

    Foundationstiffness&capacitywithrationaluncertainties

    RRS,transferfunctions,ormodifiedaccelerationhistories

  • 35

    SummaryofKeyPoints

    WhatfieldandlaboratoryinvestigationsarerequiredtodevelopsoilspringsanddashpotsforSSIanalysis?

    CharacterizationofsiteprofileShearstrengthparameters(undrained belowwatertable)Seismicvelocities

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    Underwhatconditionsistheuseofsoilsprings/dashpotsimportantandwhatstructuralresponseparametersareaffected?

    ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructureInteractionforPerformanceBasedEngineering

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    Underwhatconditionsistheuseofsoilsprings/dashpotsimportantandwhatstructuralresponseparametersareaffected?

    Stiffstructures(shearwalls,bracedframes,etc.)h/(VsT) >0.1Dualsystems(esp.ifoneisstiff)

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    Underwhatconditionsistheuseofsoilsprings/dashpotsimportantandwhatstructuralresponseparametersareaffected?

    StructuralperiodSystemdampingVerticaldistributionofstorydriftsandshearsLateraldistributionofelementforces(esp.indualsystems)Subterraneandemands

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    Forwhatconditionsisconsiderationofthedifferencesbetweenfoundationandfreefieldgroundmotionsimportant?

    BuildingswithmultilevelbasementsLargeplanareasStructureswithshortfundamentalmodeperiodsorsignificantcontributionsfromhighermodes

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  • 38

    Donot:UseconventionalcoefficientsofsubgradereactionfordynamicspringstiffnessesUselimitingfoundationpressuresderivedfromsettlementconsiderationsorfactoredbearingcapacitytodeveloplimitingspringforcesReserveconsiderationofSSIonlyforimportant(oftentall)buildingsAssumethatignoringSSIisalwaysconservative

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