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      14

    2

    2

    1oocE S      (16)

    is the average energy per square meter per unittime passing through a surface normal to the

    direction of propagation.

    2

    2

    1oocE S   

    o

     je E  E 

     

    is also called the intensity ”I”  

     E o  is the amplitude of the electric field of the incident wave

    Fig. 3.10  Incident plane-wave radiation of frequency   .

    When an atom characterized by a resonance frequency o, is placedin a region where there is a bath of electromagnetic radiation, the

    radiation’s electric fieldt  j

    e E  E  o   will drive the atom’s charge  eq  up

    and down; that is, it will accelerate the charge thus causing the atomto re-emit electromagnetic radiation. This process, which occurs at

    any frequency , is called scatter ing . That is,

    scattering is the process by which energy isabsorbed by an atom from the incident radiation (17) field and   re-emitted in all directions.

    t  jωe E  E  o

    t  jωee x x   jo  ][     ,

     Fig. 3.11 Incident light is absorbed and (re-emitted) scattered by an atom in

    all directions.

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      15

    Let’s calculate the energy absorbed (hence re-emitted) by the charge

    Actually the energy emitted by the accelerated charge has already been calculated

    in expression (14) above, except that we need to find out the amplitude of oscillation

    o x ; the latter will depend on the electric field amplitude E o, as well as the frequency   

    of the incident radiation. In other words, let’s calculate the relationship between E o,  ,

    and  o x .

    q e , m e ,o 

    Scattered (re-emitted)

    light

     Atom model as anoscillator of natural

    resonance frequency o.

    Incidentradiation

    ()

    The spring constant ischosen according to k 

    2 ≡

    me o2 

    4

    3

    22

     12 

         c

     xq P 

    o

    oe  

    Fig. 3.12  Atom modeled as an oscillator of natural frequency  o. The ability of the

    oscillator to absorb energy from the incident radiation depends on .

    To find o x , let’s model the atom as a damped harmonic oscillator. Accordingly the

    equation of motion for the charge eq

     is given by,

    t  je E qkx

    dt 

    dxm

    dt 

     xd m oeee

     2

    2

      (18) 

    Here the termdt 

    dxme   accounts for the presence of a dissipation energy

    source, which, in our case, can be identified in the loss of energy due to the

    electromagnetic radiation by the accelerated charge.

    A stationary solution of (18) is given by,

    t  jωee x x   jo  ][      (19)

    where

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      16

    2/1

    22222 )(

    )/()(

     

    o

    oeeoo

     E mqω x x   (20) 

     Amplitude of oscillation

    as a function of fre-

    quency

    and

     

      

     

     tan

    22

    1

    o

      (20)’ 

    Expression (20) indicates that the amplitude of oscillation   xo  (and hence the

    acceleration) of the charge depends on the incident radiation’s frequency .

    Let’s proceed now to calculate the total power radiate by the accelerated charge under

    the influence of an electric filed of amplitude E0 and frequency . Replacing the value of  

     xo given in (20) for  xo into the expression for the radiation power4

    3

    22

    12

    c

     xq P 

    o

    oe 

    given in (14), one obtains,)()( 

    )/(

    12 2222

    224

    3

    2

     ωωω

     E mqω

    c

    q P 

    o

    oee

    o

    e

    . Rearranging

    terms,

    )()(43

    8

    2

    12222

    42

    2

    22

     )(

    oeo

    eoo

    cm

    qcE  P    =

    Expression (21) gives the total average energy emitted by the charge qe when subjectedto a harmonic electric field (given in expression (15) ) of amplitude E 0 and frequency  .

    Notice the expression2

    2

    1oocE    (incident energy per unit area per second, i.e. the

    incident intensity Io) has been factored out in expression (21). This is convenient, for it

    allows to interpret (21) the following way: Out of the incident intensity Io present in the

    cavity, a ‘fraction’ of it equal to)()( 222

    2

    42

    2

    2

    )(43

    8

        

     

     

     

    oeo

    e

    cm

    q  is present in the

    form of scattered power. We say ‘fraction’ because the units of that last expression is

    area (not a simple fraction number). Hence, it is better to interpret (21) in terms of

    “scattering cross section). 

    Note (dated 09-2012).

    Expression (21) quantifies the amount of energy that the the atom is able to

    re-radiate (due to the fact that is is a charge) upon the incidence of an

    harmonic electric field of amplitude Eo and frequency .

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      17

    It has nothing to do with the ability of the atom to capture energy from

    radiation in the cavity (as the concept of scattering cross section may

    erroneously suggest). Hence, be careful with the proper interpretation of

    the “scattering cross section concept.) Andres

    The concept of scattering cross section

    If we considered a hypothetical cross section of area   intersecting the incident

    radiation, the amount of energy per second hitting that area would be

      I cE  P  oo ]2

    1[

    2

      (22) 

    2

    2

    1oocE S   

    cross section

    of area 

      is called the

    light intensity  I  

    Fig. 3.13  Pictorial representation of scattering cross section. Notice,

    this has nothing to do with the size of the atoms nor the spatial

    distribution of atoms inside the cavity. It is just a measurement of the

    ability of the atom (once radiation impinges on it) to radiate energy

    in all directions. 

    One can use the analogy of an affective area being intercepted by the incident radiation

    to define how effectively the radiation is absorbed and scattered ( i. e. re-emitted) by an

    atom. In effect, comparing expressions (21) and (22), the total power scattered by an

    atom is numerically equal to the energy per second incident on a “surface”  of cross-

    section area  scattering   ,

     scatterin g oo scattering    cE  P      ]2

    1[

    2  (23)

    where 

    2222

    42

    2

    2

    )()()

    4(

    3

    8

    oeo

    e scattering 

    cm

    q  (24)

     scattering  has units of area. 

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      18

       

     scattering     

       

    Fig.3.14 Sketch of the atom’s scattering cross section. 

    Note (Dated 09-2012)  scattering   is an indicator of the ability of the atom scatterlight once it is excited by an harmonic electric field of amplitude Eo  and

    frequency w. We cannot ask, we cannot expect, the atom to scatter more

    (or less) than Io (where Io.is the intensity associated to the filed incident

    on the atom).

    Expression (24) indicates that the closer    is to  o, the higher the re-

    emitted energy.

    3.1.B.c Electromagnetic Radiation Damping: What is the value of   ?)

    We address here the fact that

    the term

    dt 

    dxme    in Eq. (18) (the term in the differential equation that takes into

    account the energy dissipation,)

    should be compatible with

    expression (21) (that gives the electromagnetic energy dissipated by the oscillator.)

    We should require then that these two expressions be consistent with each other.

    Indeed,

      On one hand, the power dissipate by a oscillator is given by

    [ force]x(velocity ) = [dt dxme  ](

    dt dx ) = [ )(  x jωme   ] (   x jω ) = =

    22   xωme   . Here we

    use the expression for )(t  x  given in (19)t  jω

    ee x x  j

    o  ][    .

    The average value of the dissipated power will be,

    22 )2/1( oe   xωm   .

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      19

      On the other hand, according to (14), the emitted electromagnetic power is,

    4

    3

    22

    12

    c

     xq P 

    o

    o  

    The last two expressions should be equal.

    22 )2/1( o xm    4

    3

    22

    12

    c

     xq

    o

    This allows to identify2

    3

    2

    mc

    q

    o . Rearranging terms,

    2

    2

    2

     43

    2   cm

    q

    ceo

    electromagnetic

    radiation damping

    constant

    (25)

    For practical purposes, however (given the very narrow bandwidth of the cross section 

    ( ) shown in Fig 3.10 above,)  will be typically end up being evaluated at  =  0 ,(i.e.

    the narrow bandwidth of  ( ) tell us that most of the physics happens around =  0 .)

    Rate at which the oscillator looses energy

    (A more detailed description of this section is given in the supplementary Appendix-3 of

    this chapter.)

    Let

    )(t W W     be the average energy of an oscillating (26) charge at a given time t .

    If the oscillating charge is left alone to oscillate, its amplitude of vibration will die out

    progressively as the oscillator looses its mechanical energy by emitting electromagnetic

    radiation.

    If the motion of the oscillator is alternatively modeled by a mechanics equation of

    motiont  j

    e E qkxdt 

    dxm

    dt 

     xd m oeee

     2

    2

      , it can be calculated that the rate at which

    the oscillating charge looses energy is given by,

    (27)

    with its corresponding solution

    t eW t W  o 

    )(    (28)

    W dt 

    dW 

     

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      20

    As an example, an atom that has a resonance frequency corresponding to = 600 nm,

    would have a damping constant of    ~ 108 s-1. That is, the radiation will effectively dye

    out after ~10-8

     s (or after ~ 107 oscillations.)

    3.1.C Radiation and thermal equilibrium

    Let’s consider an atom enclosed in a box made of mirror walls  which contains

    electromagnetic radiation. Radiation re-emitted by the atom remains inside the box

    undergoing multiple bounces on the mirror walls. Let’s further assume that the

    temperature of the whole system is T .

    q

    Scattered (re-emitted)

    light

    Bo x at temperature  T  

     Atom

    (modeled as an oscillator  )

    Incident

    radiation

    Fig. 3.15 Schematic representation of an atom as an harmonic oscillator that radiates

    energy. The atoms absorb energy from the electromagnetic radiation existent inside the

    box (the latter assumed to be made of perfectly reflecting walls.)

    How to make the temperature T   intervene in an expression like (14) that gives

    the power scattered by an atom in the form  scattering  P  4

    3

    22

    12

     

     c

     xq

    o

    oe

    ?

    It is plausible to assume that the equilibrium temperature should correspond

    to proper value of the amplitude of the electric field, o E  , since the higher the

    value of o E  ,  the higher the charge’s amplitude of vibration  xo, the greatertemperature to be associated with the atom (i.e. the amplitude of the oscillator

    should increase with temperature.)

    If our assumption were correct, how to find then the proper value of o E   corresponding to a given temperature T ?

     Aiming to find a proper answer let’s outline some considerations:

    - If an atomic oscillator had no charge, it would oscillate forever. It would havean average energy W   compatible with the temperature in the box; that is

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      22

    It is an integral because the atom is exposed to all the frequencies   existent in the cavity. However, the maximum emission of power

    occurs when is close to to    (because )(    has a sharp peak at

      .)

      On the other hand, this same amount of emitted power (i. e.

    0)()(         d w I  ), can be seen from the perspective of a system loosing

    energy due to a damping process ][[

    )()()](

        

    W W 

    dt 

    d   

    characterized by a damping constant  . On the other hand, therequirement of compatibility between i ) power re-radiated by the atom,and ii ) a simple damping harmonic oscillator model

    t  je E qkx

    dt 

    dxm

    dt 

     xd m oeee

     2

    2

    ,  lead to expression (25)

    2

    2

    2

     43

       

    cm

    q

    c eo

    e)( . But since all the dynamics occurs at , that

    is W ()~0 for   ≠  , we can use W W 

    odt 

    d )(   , with the

    interpretation that W  is the total energy of the atom.

    Formalization of the thermal equilibrium condition:

    How much light intensity spectral density I(  ) there must be inside the box attemperature T  for,

      the electromagnetic energy re-emitted by the oscillator (which should

    come from the radiation bath in the cavity) per unit time

     

    00

    )()()(            d  I d  P dt 

    dW   (29)

    to be equal to

      the energy lost by the oscillator per unit time

    W dt 

    dW   

     Average energy of the

    oscillator at temperature T

    (30)

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      23

    Bo x at temperature  T  

      0 qe 

    Fig. 3.16 Atom of natural frequency 0 in

    a bath of electromagnetic radiation of

    spectral density I(   ).

    Let’s evaluate the integral that appears in (29).  Since the expression for )(ω  peaks at o  then extending the integral

    down to does not cause any significant change (this is done just tofacilitate the calculation )

     

      d ω I d ω I  )()()()(

    where 2222

    42

    2

    2

    )()()

    4(

    3

    8

    oeo

    e scattering 

    cm

      For the same reason that only the values of   ω   very close to  oω willsignificantly contribute to the integral we can picture in our mind that

     

    0

    0

    )()()()(   d ω I d ω I   

        

      

       

      

    Fig.3.17 Sketch of the atom’s  scattering cross section and the spectral

    density light intensity present in side the cavity  

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      24

     Accordingly the following approximations can be considered appropriate,

     22

    oωω   ))(( oo   ωωωω   ))(2( oo   ωωω    

      2222

    4

    )()(  ωωω

    ω

    o   2222

    4

    )(][   oo

    o

    ωωω

    ω

     

    22

    4

    )()])(2[(   ooo

    o

    ωωωω

    ω

     

    22

    2

    )(4    

    o

    o

    ωω

    ω 

      )()( o I  I         

     All these approximations lead to

     

      d ω I d ω I  )()()()(

     

       

       

     

     

         d 

    cm

    q I 

    oeo

    e

    2222

    42

    2

    2

    )()()

    4(

    3

    8)(  

     

       

      

         d 

    ωω

    ω

    cm

    q I 

    o

    o

    eo

    e

     22

    2

    2

    2

    2

    )(4)

    4(

    3

    8)(  

      d 

    ωωω

    cmqω I 

    o

    o

    eo

    eo

     22

    22

    2

    2

    )2/()(1)

    4(

    32)(  

    (usinga

     x

    aa x

    dxarctan

    1

     22

       )

    )(  )2

    (2

     2/

    1)

    4(

    3

    2)(

    22

    2

    2

      o

    eo

    eo   ω

    cm

    qω I   

    2

    )4

    (3

    2)(

    22

    2

    2

    o

    eo

    eo   ω

    cm

    qω I   

    222

    22

    0)(

    43

    2)()()( o

    eo

    eo   ω

    cm

    qω I d ω I 

      (31)

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      25

     At equilibrium we should have,

    0

    )()(   d w I dt 

    dW  =   W 

    dt 

    dW  , which leads to

    W ω

    cm

    qω I  o

    eo

    eo  

    222

    22

    )(43

    2)(  

      W 

    ωq

    cmω I oe

    eoo 2

    22

    2

    2

    2)(4

    2

    3)(  

     

    Using expression (25) for the value of 22

    2

     43

    cm

    q

    c o   evaluated at 0ωω   

    one obtains,

      W ωcm

    q

    cq

    cmω I  o

    oe

    eoo

    22

    2

    22

    2

    2

    2)

    43

    2(

    4

    2

    3)(

     

    )(

    , or

      W ω

    cω I  oo

    22

    2)

    3

    2(

    2

    3)(

      ,

    W ωc

    ω I  oo  3

    1)(

    2

    22   (32)

     Average energy

    of the oscillator

    I(    ) is the light spectral density at   =  . 

    Here     is the natural frequency of the oscillator we were focusing in. Had we used an

    oscillator of a different natural frequency, let’s say    ’, we would have obtained a

    similar expression (32) but with   ’ instead of     . Hence, in general, 

     Average energy of the

    oscillator at temperature T

    W ωc

    ω I   3

    1)( 2

    22  

    light intensity

     spectral density

    I(   ) 

    (32)’ 

     Required light intensity spectral density I(   )  inside thebox at temperature T , in order to maintain equilibriuminside the cavity.

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      26

    I(    )  

    I(    ) =

    Notice

    Units of [I(  ) d ] = ][ Intensity = sm

     J 2

     

    Units of [I(  ) ] =][

    ][

      Intensity

    =2

    2

    /1

    )(/

    m

     J 

     s

     sm J   

    It is worth to highlight that,

      Expression (32)’ has remained undisputed. That is, it is still considered correct even

    when the new quantum mechanics concepts are introduced.

      It is in the calculation of the average energy W  where the classical and quantum

    approaches fundamentally diverge.

    3.1.C.b Classical calculation of the atom’s average energy W . 

    In classical statistical mechanics there exists a very general result so called

    “equipartition theorem,” which states that the mean value of a quadratic term in the

    energy is equal to ½ k BT. Here k B  is the Boltzmann’s  constant and T is the absolute

    temperature.

    The Boltzmann distribution

    The equipartition theorem can be obtained from the Boltzmann’s  probability

    distribution for a small system A  in equilibrium with a (huge) reservoir at temperature

    T. The Boltzmann distribution states that the probability that the system S be found in a

    state of energy  E  is proportional toT k  E 

     Be/

    ; that is , 

    T k  E   Be E  P /

    )(   

    T k  E   BCe /   probability to find the system  (33)A  in a state of energy E

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      27

     EReservoir at

    temperature

    T

    Energyexchange

    Energy E

    P(E)

    Boltzmann

    dis tr ibut ion

    Smallsystem A  

    Fig 3.18   Left:  A system interacting with a thermal reservoir. Right:  Boltzmann’s

    distribution to find the system in a state of energy E.

    The values of  E  could go from 0 to infinity (the reservoir being in charge of keeping thetemperature constant); but, as the expression above indicates, the states of lower

    energy have a higher probability.

    Since for a given energy there may be several states characterized by the same energy,

    it is usual to define,dE  E  g  )(   number of states with energy (34)

     E , within an interval dE ,

    thus giving

    dE  E  g C   T k  E   Be )(/

      probability to find the system A  in a state

    of energy between E  and E + dE ,

    which suggests to rather identify a probability-density )( E P   defined as follows ,

    dE  E  g C dE  E   T k  E   Be )()( /P     probability to find the (35)

    system in a state of energy betweenE and E + dE ,

    with C  being a constant to be determined.

    Since the probabilities added over all the possible states should be equal to 1, we must

    require, 1')'(0

    /'

    dE  E  g C   T k  E   Be , which gives,

    1C  = 0

    /'   T k  E   Be ')'(   dE  E  g    (36) 

    A self-consistent expression for )( E  P   is therefore given by,

    0'

    )()(

    )'(/'

    /

    dE  E  g T k  E 

    T k  E 

     B

     B

    e

    e   dE  E  g dE  E P     (37)

    (Notice in the denominator we are using a ‘dummy’ variable ' E  .)

    From expression (37) we can formally calculate the average energy of the system,

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      28

    0

    0

    ')'(

    )(

    /'

    /

    dE  E  g 

    dE  E  g  E  E 

    T k  E 

    T k  E 

     B

     B

    e

    e  (38)

    The Equipartition Theorem

    It turns out, very often the energy of the system may contain a quadratic term.

    Consider for example

    ...2

    1

    2

    2

    2

      kxm

     p E    x   ,

    and we would like to calculate, for example, the average value of the kinetic energy

    termm

     p x

    2

    2

     alone. As we know, being the system in contact with a heat reservoir, the

    value ofm

     p x

    2

    2

     is sometimes high, sometimes it is low because it gains or looses energy

    from the heat reservoir; we would like to know what would be its average value

    m

     p x

    2

    2

    .

    0

    2

    0

    2

    2

    2

    /

    /

    2

    2

     2

    2 x

     Bm x

     x

     Bm

     x x

     x

    dp

    dpm

     p

    m

     p

    T k 

    T k 

     p

     p

    e

    e  (39)

    Let’s call

    T k  B

    1   (40)

    In terms of expression (39) becomes,

    0

    2

    0

    2

    0

    2

    0

    2

    2

    2

    2

    2

    2

    2

     2

    2

     

     xm

     x

     xm

     x

     xm

     x

     xm

     x x

     x

    dp

    dp β 

    dp

    dpm

     p

    m

     p

     p

     p

     p

     p

     β 

     β 

     β 

     β 

    e

    e

    e

    e

    0

    2

    0

    2

    2

    2

     

     xm

     x

     xm

     x

    dp

    dp β 

     p

     p

     β 

     β 

    e

    e

     

     

    0

    2

    22

     ln2  

     xm

     x x dp

     β m

     p  p

     β e   (41)

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    Defining the variable  x pm

     β u

    2 ,

     

    00

    222

     21

    ln2

    ln2

    dum β 

    dum

     β m

     p   uu ee x  

     

      

     

     

      

     

    0

    22

     2ln1

    ln2

    dum β m

     p   ue x  

    Term independent of     

    2

    1ln

    2

    1

    2

    2

     β m

     p x 

    T k 

    m

     p B

     x

    2

    1

    2

    2

      (41)’ 

    Had we chosen any other quadratic term of the energy we would have obtainedthe same result. This is the equipartition theorem. It states,

    If the energy W  of the system has the form

    ...   22

     x kx2

    1

    2m

     p E    (42) 

    the average value of each independent

    quadratic term is equal to T k  B2

    1 .

    ...  kT 2

    1 kT 

    2

    1  E W     

    The ultraviolet catastrophe 

    Let’s assume there are  f    different quadratic terms in the expression for the total

    energy W (translation motion, rotational motion, …, etc.). The equipartition theorem

    leads to T  k  2  

    1 f  W   B    . Using this result in expression (32)’ W  I    ω

    c3π 1ω   222)( , one

    obtains T k 2

    1 f ω

    c3π 

    1ω  B

    2

    22 I    )( , or,

    6

     )( 2

    22  ω

    c

    T k  f ω   B I 

      classical prediction  (43) 

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    (that assumes  ~ kT )

    I ( ) 

    Frequency  

    Classical

     prediction Experimental

    results

    Fig. 3.19 The serious discrepancy between the experimental results

    and the theoretical prediction is called the ultraviolet catastrophe. 

    3.1.D The birthday of Quantum Physics: Planck’s Hypothesis to calculate

    the atom’s average energy W  

    To bring the theoretical prediction closer to the experimental results Planckconsidered the possibility of a violation of the law of equipartition of energy described

    above, expression (42).

    The starting expression would still be expression (32) W ωc3π 

    1 I    2

    22)(  , BUT with the

    average energy of the oscillator W  not being constant (as the equipartition theorem

    predicts) but rather being a function of the frequency, )(ωW  , with the following

    requirements,

    00

    )(2           

    ω

    W   

    and (44)

    )(2           

    ω

    W   

    For the statistical calculation of   W ,

    Planck did not question the classical Boltzmann’s 

    Statistics described in the section above; that (45) 

    Theory would still be considered valid.

    Planck realized that he could obtain the desired behavior expressed in (44) if,

      rather than treating the energy of the oscillator as a continuousvariable,

    the energy states of the oscillator should take only discrete step

    values:

    0 ,  …  (46)

      the energy steps would be different for each frequency

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    = ()  (47)

    where the specific dependence of   in terms of    to be determined

    q

    Incident

    radiation

    Planck postulated that

    the energy of the

    oscillator is quantized

     

    Fig. 3.20   An atom receiving radiation of frequency   , can be

    excited only by discrete values of energy 0 , , 2, 3, … 

    According to Planck, in the classical integral expression (37)

    0

    0

    ')'(

    )(

    /'

    /

    dE  E  g 

    dE  E  g 

    T k  E 

    T k  E 

     B

     B

    classical 

    e

    e E  E W  , one would have to replace:

    g(E)dE     [ g(E)dE   gives the number of states with energy  E  

    within an interval dE ]

    dE  

     

    00

     n

    dE   

    thus obtaining,

    0

    0

    /

    /

    )(

    n

     Bn

     Bn

    n

    n

     Planckl T k 

    T k 

     E 

     E 

    e

    e E 

     E ωW    (48) 

    where n E   = n ()  ; n= 1 2, 3, … 

    A graphic illustration can help understand why this hypothesis could indeed work:

      First we show how classical physics evaluate the average energy.

    0

      )(   dE  E  P  E  E classical 

      ][ =  area under the curve of  P(E) E   vs E  

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    32

    Energy E

    P(E)

    Boltzmann

    dis tr ibut ion

    Energy E

    E P(E)

    =

    =Area

    Classic calculation:

    continuum addition

    (integral) 

    Fig. 3.21 Schematic representations to calculate the average energy of

    the oscillator under a classical physics approach.

      Using Plank’s hypothesis   Planck 

     E  )(0

    n

    n

    n   E  P  E 

     

      Case: Low frequency values of

    For this case, Planck assumed    should have a small value (for the reasonsexplained in Fig. 3.17).

    ≈  small value  (for small values of    (49)

    Energy E

    P(E)

    Boltzmann

    dis t r ibut ion

    Energy E

    E P(E)

    Quantum calculatio

    discrete addition 

     Fig. 3.22 Schematic representations to calculate the average energy of the

    oscillator assuming the oscillator can admit only discrete values of energy,

    for the case where the separation  between contiguous energy levels beingof relatively low value.

    Indeed, comparing Fig. 3.21 and Fig 3.22 one notices that if   is small then the

    value of )(0

    n

    n

    n   E  P  E 

     will be very close to the classical value.

    It is indeed desirable that Planck’s results agree with the classic results at low

    frequencies, since the classical predictions and the experimental results agree

    well at low frequencies (see Fig. 3.19 above.)

      Case: High frequency values of